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Insider Transactions for HERZFELD CARIBBEAN BASIN FUND INC (CUBA)

Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form Form 4
HERZFELD THOMAS J Director Jan 03, 2018 Option Exercise $7.14 1,961 14,000 414,149
4
Jan 18, 2018, 05:03 PM
HERZFELD THOMAS J Director Jan 18, 2018 Buy $7.41 10,000 74,076 424,569
4
Jan 18, 2018, 05:03 PM
HERZFELD THOMAS J Director Jan 16, 2018 Buy $7.37 420 3,095 414,569
4
Jan 18, 2018, 05:03 PM
HERZFELD THOMAS J Director Jan 10, 2018 Buy $7.21 1,700 12,259 404,388
4
Jan 12, 2018, 04:06 PM
HERZFELD THOMAS J Director Jan 11, 2018 Buy $7.20 7,800 56,160 412,188
4
Jan 12, 2018, 04:06 PM
HERZFELD THOMAS J Director Jan 09, 2018 Buy $7.23 4,000 28,933 402,688
4
Jan 09, 2018, 04:06 PM
HERZFELD THOMAS J Director Jan 08, 2018 Buy $7.25 9,800 71,058 398,688
4
Jan 09, 2018, 04:06 PM
HERZFELD THOMAS J Director Jan 05, 2018 Buy $7.21 100 721 388,888
4
Jan 09, 2018, 04:06 PM
HERZFELD THOMAS J Director Jan 03, 2018 Buy $7.21 1,200 8,652 388,788
4
Jan 03, 2018, 04:46 PM
HERZFELD THOMAS J Director Jan 02, 2018 Buy $7.13 4,100 29,222 387,588
4
Jan 03, 2018, 04:46 PM
HERZFELD THOMAS J Director Dec 29, 2017 Buy $7.15 13,990 99,968 383,488
4
Jan 03, 2018, 04:46 PM
Herzfeld Erik Mervin President Dec 21, 2017 Buy $7.10 10,000 70,993 145,535
4
Dec 22, 2017, 04:03 PM
Herzfeld Erik Mervin President Dec 08, 2017 Buy $7.03 1,100 7,733 135,535
4
Dec 08, 2017, 05:08 PM
Herzfeld Erik Mervin President Dec 06, 2017 Buy $6.98 20,000 139,600 134,435
4
Dec 08, 2017, 05:08 PM
HERZFELD THOMAS J Director Nov 27, 2017 Buy $6.96 610 4,248 353,488
4
Nov 29, 2017, 04:30 PM
HERZFELD THOMAS J Director Nov 29, 2017 Buy $7.05 9,500 67,013 369,498
4
Nov 29, 2017, 04:30 PM
HERZFELD THOMAS J Director Nov 28, 2017 Buy $7.02 6,510 45,700 359,998
4
Nov 29, 2017, 04:30 PM
GONDOR CECILIA L Director Oct 02, 2017 Buy $7.23 1,000 7,230 4,800
4
Oct 03, 2017, 04:09 PM
HERZFELD THOMAS J Director May 24, 2017 Buy $6.99 3,000 20,970 352,878
4
May 26, 2017, 04:08 PM
HERZFELD THOMAS J Director May 19, 2017 Buy $6.97 399 2,781 349,878
4
May 23, 2017, 04:19 PM
HERZFELD THOMAS J Director May 17, 2017 Buy $7.10 1,670 11,857 349,479
4
May 18, 2017, 04:15 PM
HERZFELD THOMAS J Director May 16, 2017 Buy $7.13 2,000 14,269 347,809
4
May 18, 2017, 04:15 PM
HERZFELD THOMAS J Director Apr 17, 2017 Buy $6.90 3,036 20,948 345,809
4
Apr 19, 2017, 04:04 PM
HERZFELD THOMAS J Director Apr 07, 2017 Buy $6.97 70 488 342,773
4
Apr 10, 2017, 04:07 PM
Herzfeld Erik Mervin President Apr 06, 2017 Buy $6.92 15,000 103,866 114,435
4
Apr 10, 2017, 04:06 PM
HERZFELD THOMAS J Director Mar 30, 2017 Buy $7.00 60 420 342,703
4
Mar 30, 2017, 04:53 PM
HERZFELD THOMAS J Director Mar 29, 2017 Buy $6.96 50 348 342,643
4
Mar 30, 2017, 04:53 PM
HERZFELD THOMAS J Director Mar 28, 2017 Buy $6.88 50 344 342,593
4
Mar 30, 2017, 04:53 PM
HERZFELD THOMAS J Director Mar 23, 2017 Buy $6.92 120 831 342,543
4
Mar 23, 2017, 04:30 PM
HERZFELD THOMAS J Director Mar 22, 2017 Buy $6.89 7 48 342,423
4
Mar 23, 2017, 04:30 PM
HERZFELD THOMAS J Director Mar 21, 2017 Buy $6.93 120 832 342,416
4
Mar 23, 2017, 04:30 PM
HERZFELD THOMAS J Director Dec 28, 2016 Option Exercise $6.40 2,077 13,293 342,186
4
Mar 17, 2017, 04:14 PM
HERZFELD THOMAS J Director Mar 15, 2017 Buy $6.88 60 413 342,246
4
Mar 17, 2017, 04:14 PM
HERZFELD THOMAS J Director Mar 16, 2017 Buy $6.95 40 278 342,296
4
Mar 17, 2017, 04:14 PM
Herzfeld Erik Mervin President Jan 08, 2015 Option Exercise $8.42 6,397 53,834 91,180
4
Jan 19, 2017, 04:03 PM
Herzfeld Erik Mervin President Jan 18, 2017 Buy $6.48 1,218 7,893 99,435
4
Jan 19, 2017, 04:03 PM
Herzfeld Erik Mervin President Jan 17, 2017 Buy $6.49 7,037 45,648 98,217
4
Jan 19, 2017, 04:03 PM
HERZFELD THOMAS J Director Jan 17, 2017 Buy $6.47 5,000 32,356 340,109
4
Jan 17, 2017, 04:35 PM
HERZFELD THOMAS J Director Jan 13, 2017 Buy $6.49 2,326 15,096 335,109
4
Jan 17, 2017, 04:35 PM
HERZFELD THOMAS J Director Jan 12, 2017 Buy $6.49 400 2,596 332,783
4
Jan 17, 2017, 04:35 PM
HERZFELD THOMAS J Director Dec 23, 2016 Buy $6.76 160 1,081 332,383
4
Dec 27, 2016, 04:03 PM
HERZFELD THOMAS J Director Jan 07, 2015 Option Exercise $7.85 8,491 66,654 328,918
4
Dec 22, 2016, 04:35 PM
HERZFELD THOMAS J Director Jan 05, 2016 Option Exercise $6.27 2,895 18,152 331,813
4
Dec 22, 2016, 04:35 PM
HERZFELD THOMAS J Director Dec 22, 2016 Buy $6.81 310 2,111 332,223
4
Dec 22, 2016, 04:35 PM
HERZFELD THOMAS J Director Dec 20, 2016 Buy $6.73 100 673 331,913
4
Dec 22, 2016, 04:35 PM
TATUM KAY W Director Dec 23, 2014 Sale $13.02 412 5,364 1,000
4
Dec 24, 2014, 01:08 PM
LIEFF ANN S Director Dec 23, 2014 Sale $13.26 3,418 45,323 11,728
4
Dec 24, 2014, 01:06 PM
Herzfeld Erik Mervin Portfolio Manager Dec 23, 2014 Sale $13.38 78,475 1,049,721 84,783
4
Dec 24, 2014, 01:05 PM
HERZFELD THOMAS J PRESIDENT Dec 23, 2014 Sale $13.38 4,295 57,452 320,427
4
Dec 24, 2014, 01:04 PM
HERZFELD THOMAS J PRESIDENT Dec 22, 2014 Sale $13.09 100,000 1,308,650 324,722
4
Dec 23, 2014, 04:19 PM
HERZFELD THOMAS J PRESIDENT Dec 19, 2014 Sale $11.52 100,000 1,151,740 424,722
4
Dec 23, 2014, 04:19 PM
TATUM KAY W Director Dec 12, 2014 Option Exercise $6.77 606 4,103 1,412
4
Dec 16, 2014, 04:16 PM
HERZFELD THOMAS J PRESIDENT Dec 12, 2014 Option Exercise $6.77 274,005 1,855,014 524,722
4
Dec 16, 2014, 04:14 PM
GONDOR CECILIA L Director Dec 12, 2014 Option Exercise $6.77 188 1,273 3,800
4
Dec 16, 2014, 04:13 PM
LIEFF ANN S Director Dec 12, 2014 Option Exercise $6.77 1,700 11,509 15,146
4
Dec 16, 2014, 04:12 PM
Gelety John A Director Dec 12, 2014 Option Exercise $6.77 434 2,938 2,168
4
Dec 16, 2014, 04:10 PM
Herzfeld Erik Mervin Portfolio Manager Dec 12, 2014 Option Exercise $6.77 102,497 693,905 163,258
4
Dec 16, 2014, 04:09 PM
HERZFELD THOMAS J PRESIDENT Dec 04, 2014 Option Exercise $6.77 59,989 406,126 250,717
4
Dec 08, 2014, 04:07 PM
LIEFF ANN S Director Dec 04, 2014 Option Exercise $6.77 3,362 22,761 13,446
4
Dec 08, 2014, 04:06 PM
GONDOR CECILIA L Director Dec 04, 2014 Option Exercise $6.77 903 6,113 3,612
4
Dec 08, 2014, 04:05 PM
Gelety John A Director Dec 04, 2014 Option Exercise $6.77 434 2,938 1,734
4
Dec 08, 2014, 04:03 PM
TATUM KAY W Director Dec 04, 2014 Option Exercise $6.77 202 1,368 806
4
Dec 08, 2014, 04:02 PM
Herzfeld Erik Mervin Portfolio Manager Jan 08, 2014 Option Exercise $8.19 5,570 45,600 45,570
4
Dec 08, 2014, 04:01 PM
Herzfeld Erik Mervin Portfolio Manager Dec 04, 2014 Option Exercise $6.77 15,191 102,843 60,761
4
Dec 08, 2014, 04:01 PM
HERZFELD THOMAS J President Dec 19, 2013 Buy $7.90 1,800 14,217 190,728
4
Dec 23, 2013, 04:02 PM
HERZFELD THOMAS J President Dec 26, 2012 Option Exercise $7.59 1,550 11,757 182,828
4
Dec 19, 2013, 04:04 PM
HERZFELD THOMAS J President Dec 18, 2013 Buy $7.80 4,100 31,972 188,928
4
Dec 19, 2013, 04:04 PM
HERZFELD THOMAS J President Dec 17, 2013 Buy $7.79 2,000 15,579 184,828
4
Dec 19, 2013, 04:04 PM
Gelety John A Director Dec 03, 2013 Buy $8.94 375 3,351 1,300
4
Dec 04, 2013, 04:03 PM
Herzfeld Erik Marvin Portfolio Manager Dec 13, 2012 Buy $7.59 8,840 67,113 40,000
4/A
Dec 18, 2012, 04:05 PM
HERZFELD ERIK MERVIN Portfolio Manager Dec 13, 2012 Buy $7592.00 8,840 67,113,280 40,000
4
Dec 14, 2012, 04:06 PM
Gelety John A Director Dec 07, 2012 Buy $7.50 925 6,938 925
4
Dec 11, 2012, 04:03 PM
HERZFELD THOMAS J PRESIDENT Jul 24, 2012 Buy $6.80 2,000 13,600 181,278
4
Jul 25, 2012, 04:04 PM
HERZFELD THOMAS J PRESIDENT Jul 23, 2012 Buy $6.81 10,000 68,132 179,278
4
Jul 25, 2012, 04:04 PM
GONDOR CECILIA L Secretary/Treasurer Jan 15, 2009 Option Exercise $4.99 109 544 2,709
4
Aug 09, 2011, 07:35 PM
GONDOR CECILIA L Secretary/Treasurer Jan 15, 2009 Option Exercise $4.99 83 414 4,792
4
Aug 09, 2011, 07:35 PM
GONDOR CECILIA L Secretary/Treasurer Aug 08, 2011 Buy $6.11 1,800 10,991 6,592
4
Aug 09, 2011, 07:35 PM
HERZFELD ERIK MERVIN Portfolio Manager Jan 15, 2009 Option Exercise $4.99 1,060 5,289 26,160
4
Aug 09, 2011, 07:33 PM
HERZFELD ERIK MERVIN Portfolio Manager Aug 08, 2011 Buy $6.11 5,000 30,530 31,160
4
Aug 09, 2011, 07:33 PM
HERZFELD THOMAS J President Aug 08, 2011 Buy $6.11 10,000 61,060 169,278
4
Aug 09, 2011, 07:32 PM
HERZFELD THOMAS J President Aug 05, 2011 Buy $6.35 2,200 13,974 159,278
4
Aug 09, 2011, 07:32 PM
HERZFELD THOMAS J President Aug 04, 2011 Buy $6.55 2,500 16,365 157,078
4
Aug 05, 2011, 04:12 PM
HERZFELD THOMAS J President Aug 03, 2011 Buy $6.64 2,526 16,762 154,578
4
Aug 05, 2011, 04:12 PM
HERZFELD THOMAS J President Aug 01, 2011 Buy $6.78 14,700 99,617 143,052
4
Aug 03, 2011, 04:06 PM
HERZFELD THOMAS J President Aug 02, 2011 Buy $6.74 9,000 60,660 152,052
4
Aug 03, 2011, 04:06 PM