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Insider Transactions for JP MORGAN ALTERNATIVE ASSET MANAGEMENT INC (JPM)

Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form Form 4
Cutler Stephen M General Counsel Jul 16, 2014 Sale $58.74 43,997 2,584,247 173,093
4
Jul 18, 2014, 03:19 PM
WELDON WILLIAM C Director Jun 30, 2014 Option Exercise $57.62 824 47,479 65,242
4
Jul 02, 2014, 05:58 PM
BURKE STEPHEN B Director Jun 30, 2014 Option Exercise $57.62 325 18,726 109,559
4
Jul 02, 2014, 05:58 PM
RAYMOND LEE R Director Jun 30, 2014 Option Exercise $57.62 651 37,511 193,020
4
Jul 02, 2014, 05:58 PM
Smith Gordon Executive Vice President May 05, 2014 Buy $54.11 40 2,164 40
4
May 07, 2014, 03:26 PM
Zames Matthew E Chief Operating Officer Apr 14, 2014 Sale $54.91 97,581 5,357,968 173,580
4
Apr 16, 2014, 04:46 PM
Smith Gordon Executive Vice President Apr 14, 2014 Sale $54.91 71,952 3,950,798 143,905
4
Apr 16, 2014, 04:46 PM
Pinto Daniel E Managing Director Apr 14, 2014 Sale $54.92 98,910 5,431,672 129,973
4
Apr 16, 2014, 04:46 PM
Petno Douglas B Managing Director Apr 14, 2014 Sale $54.91 21,110 1,159,133 150,283
4
Apr 16, 2014, 04:46 PM
Cutler Stephen M General Counsel Apr 14, 2014 Sale $54.91 43,997 2,415,800 217,090
4
Apr 16, 2014, 04:46 PM
BACON ASHLEY Chief Risk Officer Apr 14, 2014 Sale $54.90 3,050 167,454 18,301
4
Apr 16, 2014, 04:46 PM
WELDON WILLIAM C Director Mar 31, 2014 Option Exercise $60.71 782 47,475 64,019
4
Apr 02, 2014, 04:25 PM
RAYMOND LEE R Director Mar 31, 2014 Option Exercise $60.71 618 37,519 191,166
4
Apr 02, 2014, 04:25 PM
CROWN JAMES S Director Jan 31, 2014 Buy $55.41 240,000 13,297,560 933,905
4
Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 31, 2014 Buy $55.41 60,000 3,324,390 6,423,649
4
Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 30, 2014 Buy $56.00 60,000 3,360,000 693,905
4
Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 30, 2014 Buy $56.00 15,000 840,000 6,363,649
4
Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 31, 2014 Buy $55.41 80,000 4,432,520 1,834,723
4
Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 31, 2014 Buy $55.41 17,000 941,911 3,048,854
4
Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 30, 2014 Buy $56.00 20,000 1,120,000 1,754,723
4
Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 30, 2014 Buy $56.00 5,000 280,000 3,031,854
4
Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 31, 2014 Buy $55.41 3,000 166,220 18,803
4
Feb 03, 2014, 04:21 PM
Zames Matthew E Chief Operating Officer Jan 27, 2014 Sale $55.25 76,000 4,199,068 271,161
4
Jan 29, 2014, 06:02 PM
Smith Gordon Executive Vice President Jan 27, 2014 Sale $55.26 71,953 3,975,857 215,857
4
Jan 29, 2014, 06:02 PM
Petno Douglas B Managing Director Jan 27, 2014 Sale $55.26 21,110 1,166,446 171,370
4
Jan 29, 2014, 06:02 PM
Lake Marianne Chief Financial Officer Jan 27, 2014 Sale $55.26 4,880 269,661 34,154
4
Jan 29, 2014, 06:02 PM
Erdoes Mary E. Managing Director Jan 27, 2014 Sale $55.25 63,802 3,524,818 261,536
4
Jan 29, 2014, 06:02 PM
Pinto Daniel E Managing Director Jan 29, 2014 Sale $55.35 63,718 3,527,084 228,883
4
Jan 29, 2014, 06:02 PM
JACKSON LABAN Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 131,942
4
Jan 24, 2014, 05:29 PM
WELDON WILLIAM C Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 62,864
4
Jan 24, 2014, 05:29 PM
RAYMOND LEE R Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 189,366
4
Jan 24, 2014, 05:29 PM
NEAL MICHAEL A Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 3,888
4
Jan 24, 2014, 05:29 PM
FLYNN TIMOTHY PATRICK Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 20,597
4
Jan 24, 2014, 05:29 PM
BELL JAMES A Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 12,766
4
Jan 24, 2014, 05:29 PM
BAMMANN LINDA Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 69,874
4
Jan 24, 2014, 05:29 PM
Cutler Stephen M General Counsel Jan 22, 2014 Option Exercise $57.88 152,780 8,842,143 261,087
4
Jan 24, 2014, 11:58 AM
Cutler Stephen M General Counsel Jan 22, 2014 Option Exercise $29.66 200,000 5,932,000 413,867
4
Jan 24, 2014, 11:58 AM
Donnelly John L Director Human Resources Jan 21, 2014 Option Exercise $58.01 143,798 8,341,722 92,203
4
Jan 22, 2014, 05:36 PM
Donnelly John L Director Human Resources Jan 21, 2014 Option Exercise $37.97 169,694 6,443,352 236,001
4
Jan 22, 2014, 05:36 PM
Pinto Daniel E Managing Director Jan 21, 2014 Option Exercise $58.01 64,807 3,759,454 262,839
4
Jan 22, 2014, 05:36 PM
Pinto Daniel E Managing Director Jan 21, 2014 Option Exercise $19.49 100,000 1,949,000 327,646
4
Jan 22, 2014, 05:36 PM
Zames Matthew E Chief Operating Officer Jan 21, 2014 Option Exercise $58.01 109,601 6,357,954 347,161
4
Jan 22, 2014, 05:36 PM
Zames Matthew E Chief Operating Officer Jan 17, 2014 Option Exercise $58.63 18,850 1,105,176 308,339
4
Jan 22, 2014, 05:36 PM
Zames Matthew E Chief Operating Officer Jan 17, 2014 Option Exercise $46.58 20,920 974,454 327,189
4
Jan 22, 2014, 05:36 PM
Zames Matthew E Chief Operating Officer Jan 21, 2014 Option Exercise $26.50 148,423 3,932,573 456,762
4
Jan 22, 2014, 05:36 PM
Petno Douglas B Managing Director Jan 17, 2014 Option Exercise $58.63 54,136 3,173,994 192,480
4
Jan 22, 2014, 05:36 PM
Petno Douglas B Managing Director Jan 17, 2014 Option Exercise $19.49 80,000 1,559,200 246,616
4
Jan 22, 2014, 05:36 PM
Cutler Stephen M General Counsel Jan 16, 2014 Option Exercise $59.28 440,599 26,118,708 213,867
4
Jan 17, 2014, 04:28 PM
Cutler Stephen M General Counsel Jan 16, 2014 Option Exercise $44.74 500,000 22,369,000 654,466
4
Jan 17, 2014, 04:28 PM
JACKSON LABAN Director Jan 15, 2014 Option Exercise $58.69 833 48,889 128,054
4
Jan 16, 2014, 03:23 PM
JACKSON LABAN Director Jan 15, 2014 Option Exercise $21.20 1,597 33,856 128,887
4
Jan 16, 2014, 03:23 PM
DIMON JAMES Chairman & CEO Jan 13, 2014 Option Exercise $58.10 161,762 9,398,372 2,460,691
4
Jan 15, 2014, 04:21 PM
O'Donovan Mark Corporate Controller Jan 13, 2014 Option Exercise $58.10 2,839 164,946 7,121
4
Jan 15, 2014, 04:21 PM
Zames Matthew E Chief Operating Officer Jan 13, 2014 Option Exercise $58.10 119,811 6,961,019 306,269
4
Jan 15, 2014, 04:21 PM
Smith Gordon Executive Vice President Jan 13, 2014 Option Exercise $58.10 51,632 2,999,819 287,810
4
Jan 15, 2014, 04:21 PM
Petno Douglas B Managing Director Jan 13, 2014 Option Exercise $58.10 38,597 2,242,486 166,616
4
Jan 15, 2014, 04:21 PM
RAYMOND LEE R Director Dec 31, 2013 Option Exercise $58.48 598 34,971 185,478
4
Jan 03, 2014, 04:52 PM
JACKSON LABAN Director Dec 31, 2013 Option Exercise $58.48 1,026 60,000 127,290
4
Jan 03, 2014, 04:52 PM
BAMMANN LINDA Director Dec 31, 2013 Option Exercise $50.00 17,500 875,000 65,986
4
Jan 02, 2014, 01:17 PM
BAMMANN LINDA Director Dec 20, 2013 Option Exercise $47.00 15,000 705,000 83,486
4
Dec 23, 2013, 09:53 AM
Pinto Daniel E Managing Director Jul 15, 2013 Sale $55.46 73,247 4,062,279 433,986
4
Oct 24, 2013, 04:10 PM
Pinto Daniel E Managing Director Apr 29, 2013 Sale $48.82 73,000 3,563,801 107,233
4
Oct 24, 2013, 04:10 PM
Petno Douglas B Managing Director Oct 21, 2013 Option Exercise $54.37 6,545 355,852 125,601
4
Oct 22, 2013, 06:32 PM
Petno Douglas B Managing Director Oct 21, 2013 Option Exercise $39.96 7,508 300,020 132,146
4
Oct 22, 2013, 06:32 PM
Cavanagh Michael J Executive Vice President Oct 14, 2013 Sale $51.93 22,500 1,168,396 265,271
4
Oct 15, 2013, 11:15 AM
CROWN JAMES S Director Sep 30, 2013 Option Exercise $51.69 739 38,199 261,628
4
Oct 02, 2013, 07:00 PM
JACKSON LABAN Director Sep 30, 2013 Option Exercise $51.69 990 51,173 125,506
4
Oct 02, 2013, 06:47 PM
RAYMOND LEE R Director Sep 30, 2013 Option Exercise $51.69 725 37,475 183,568
4
Oct 02, 2013, 06:47 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2013 Option Exercise $51.69 422 21,813 16,152
4
Oct 02, 2013, 06:47 PM
BURKE STEPHEN B Director Sep 30, 2013 Option Exercise $51.69 363 18,763 103,253
4
Oct 02, 2013, 06:47 PM
JACKSON LABAN Director Sep 01, 2013 Option Exercise $25.00 15,000 375,000 0
4
Sep 04, 2013, 03:40 PM
Cavanagh Michael J Executive Vice President Aug 08, 2013 Option Exercise $54.93 55,004 3,021,232 287,771
4
Aug 09, 2013, 04:02 PM
Cavanagh Michael J Executive Vice President Aug 08, 2013 Option Exercise $19.49 80,000 1,559,200 342,775
4
Aug 09, 2013, 04:02 PM
O'Donovan Mark Corporate Controller Aug 08, 2013 Sale $54.91 3,434 188,561 2,547
4
Aug 09, 2013, 04:02 PM
Smith Gordon Executive Vice President Aug 02, 2013 Option Exercise $56.26 530,542 29,850,945 235,147
4
Aug 05, 2013, 04:39 PM
Smith Gordon Executive Vice President Aug 02, 2013 Option Exercise $46.30 580,000 26,854,200 765,689
4
Aug 05, 2013, 04:39 PM
O'Donovan Mark Corporate Controller Aug 01, 2013 Option Exercise $56.49 36,566 2,065,613 5,981
4
Aug 05, 2013, 04:39 PM
O'Donovan Mark Corporate Controller Aug 01, 2013 Option Exercise $46.42 40,000 1,856,600 42,547
4
Aug 05, 2013, 04:39 PM
Pinto Daniel E Managing Director Jul 25, 2013 Option Exercise $56.19 27,333 1,535,978 347,998
4
Jul 26, 2013, 04:25 PM
BACON ASHLEY Chief Risk Officer Jul 25, 2013 Option Exercise $56.19 9,291 522,108 15,097
4
Jul 26, 2013, 04:25 PM
Zames Matthew E Chief Operating Officer Jul 23, 2013 Sale $56.64 3,412 193,268 190,289
4
Jul 23, 2013, 04:53 PM
Erdoes Mary E. Managing Director Jul 19, 2013 Sale $56.31 29,000 1,633,100 246,735
4
Jul 19, 2013, 04:39 PM
BACON ASHLEY Chief Risk Officer Jul 19, 2013 Sale $56.44 16,693 942,153 4,620
4
Jul 19, 2013, 04:39 PM
Pinto Daniel E Managing Director Jul 15, 2013 Option Exercise $55.05 263,057 14,481,288 317,176
4
Jul 17, 2013, 04:14 PM
Pinto Daniel E Managing Director Jul 15, 2013 Option Exercise $19.49 400,000 7,796,000 580,233
4
Jul 17, 2013, 04:14 PM
Cavanagh Michael J Executive Vice President Jul 15, 2013 Sale $54.65 20,000 1,092,982 262,775
4
Jul 17, 2013, 04:14 PM
Lake Marianne Chief Financial Officer Jul 16, 2013 Option Exercise $55.10 8,049 443,460 10,725
4
Jul 17, 2013, 04:14 PM
Lake Marianne Chief Financial Officer Jul 16, 2013 Option Exercise $39.96 9,160 366,034 18,774
4
Jul 17, 2013, 04:14 PM
Lake Marianne Chief Financial Officer Jul 16, 2013 Sale $55.13 8,940 492,885 1,785
4
Jul 17, 2013, 04:14 PM
Hogan John James Chairman of Risk Jul 17, 2013 Sale $55.12 18,934 1,043,642 103,082
4
Jul 17, 2013, 04:14 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2013 Option Exercise $52.79 355 18,740 15,690
4
Jul 02, 2013, 05:19 PM
CROWN JAMES S Director Jun 30, 2013 Option Exercise $52.79 568 29,985 259,977
4
Jul 02, 2013, 05:19 PM
COTE DAVID M Director Jun 30, 2013 Option Exercise $52.79 355 18,740 57,248
4
Jul 02, 2013, 05:19 PM
BURKE STEPHEN B Director Jun 30, 2013 Option Exercise $52.79 355 18,740 102,395
4
Jul 02, 2013, 05:19 PM
Cutler Stephen M General Counsel May 15, 2013 Sale $51.00 15,000 765,000 92,509
4
May 15, 2013, 07:07 PM
Erdoes Mary E. Managing Director May 14, 2013 Option Exercise $50.04 378,639 18,947,096 275,735
4
May 15, 2013, 07:07 PM
Erdoes Mary E. Managing Director May 14, 2013 Option Exercise $22.55 500,000 11,274,000 654,374
4
May 15, 2013, 07:07 PM
Zames Matthew E Chief Operating Officer May 14, 2013 Option Exercise $50.04 234,476 11,733,179 193,701
4
May 15, 2013, 07:06 PM
Zames Matthew E Chief Operating Officer May 14, 2013 Option Exercise $44.60 247,423 11,035,223 428,177
4
May 15, 2013, 07:06 PM
CROWN JAMES S Director May 03, 2013 Buy $47.29 89,900 4,250,975 1,734,723
4
May 07, 2013, 05:30 PM
CROWN JAMES S Director May 03, 2013 Buy $47.29 124,077 5,867,055 6,348,649
4
May 07, 2013, 05:30 PM
CROWN JAMES S Director May 03, 2013 Buy $47.29 30,200 1,428,025 3,026,854
4
May 07, 2013, 05:30 PM
CROWN JAMES S Director May 03, 2013 Buy $47.29 57,300 2,709,465 633,905
4
May 07, 2013, 05:30 PM
O'Donovan Mark Corporate Controller May 07, 2013 Sale $48.99 668 32,728 2,547
4
May 07, 2013, 05:29 PM
Erdoes Mary E. Managing Director Apr 25, 2013 Sale $49.08 5,000 245,415 154,374
4
Apr 25, 2013, 07:11 PM
Bisignano Frank Co-Chief Operating Officer Apr 24, 2013 Option Exercise $48.54 147,397 7,154,651 296,305
4
Apr 25, 2013, 02:31 PM
Bisignano Frank Co-Chief Operating Officer Apr 24, 2013 Option Exercise $46.79 150,000 7,018,500 443,702
4
Apr 25, 2013, 02:31 PM
Bisignano Frank Co-Chief Operating Officer Apr 23, 2013 Option Exercise $47.81 120,501 5,761,755 293,702
4
Apr 24, 2013, 04:03 PM
Bisignano Frank Co-Chief Operating Officer Apr 23, 2013 Option Exercise $43.09 126,519 5,451,775 414,203
4
Apr 24, 2013, 04:03 PM
Bisignano Frank Co-Chief Operating Officer Apr 22, 2013 Sale $47.38 40,000 1,895,176 287,684
4
Apr 24, 2013, 04:03 PM
Cutler Stephen M General Counsel Apr 23, 2013 Sale $48.00 15,000 720,000 107,509
4
Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 19, 2013 Buy $46.99 29,200 1,372,015 1,576,323
4
Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 19, 2013 Buy $46.99 54,400 2,556,082 2,938,554
4
Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 19, 2013 Buy $46.99 5,000 234,934 15,803
4
Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 22, 2013 Buy $46.98 6,400 300,673 576,605
4
Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 22, 2013 Buy $46.98 91,375 4,292,816 6,224,572
4
Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 19, 2013 Buy $46.99 10,500 493,361 570,205
4
Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 19, 2013 Buy $46.99 113,384 5,327,551 6,133,197
4
Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 22, 2013 Buy $46.98 68,500 3,218,144 1,644,823
4
Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 22, 2013 Buy $46.98 58,100 2,729,550 2,996,654
4
Apr 23, 2013, 06:39 PM
Cutler Stephen M General Counsel Apr 18, 2013 Sale $46.77 15,000 701,550 122,509
4
Apr 18, 2013, 05:59 PM
Donnelly John L Director Human Resources Feb 15, 2013 Sale $49.34 11,000 542,762 44,584
4
Feb 15, 2013, 03:53 PM
Hogan John James Chief Risk Officer Feb 12, 2013 Option Exercise $48.96 228,809 11,201,345 122,007
4
Feb 14, 2013, 03:52 PM
Hogan John James Chief Risk Officer Feb 12, 2013 Option Exercise $45.87 236,000 10,826,280 350,816
4
Feb 14, 2013, 03:52 PM
Bisignano Frank Co-Chief Operating Officer Feb 07, 2013 Option Exercise $48.33 365,292 17,652,736 335,504
4
Feb 08, 2013, 12:19 PM
Bisignano Frank Co-Chief Operating Officer Feb 07, 2013 Option Exercise $39.62 400,000 15,846,500 700,796
4
Feb 08, 2013, 12:19 PM
Bisignano Frank Co-Chief Operating Officer Feb 06, 2013 Sale $48.57 20,000 971,400 300,796
4
Feb 08, 2013, 12:19 PM
O'Donovan Mark Corporate Controller Feb 01, 2013 Sale $47.80 3,000 143,400 3,217
4
Feb 01, 2013, 08:34 PM
Erdoes Mary E. Managing Director Jan 31, 2013 Sale $47.02 15,000 705,300 159,374
4
Jan 31, 2013, 06:00 PM
FLYNN TIMOTHY PATRICK Director Jan 29, 2013 Buy $46.93 6,750 316,778 14,898
4
Jan 30, 2013, 10:09 AM
Smith Gordon Executive Vice President Jan 25, 2013 Sale $46.83 21,140 990,052 185,689
4
Jan 25, 2013, 03:36 PM
Donnelly John L Director Human Resources Jan 18, 2013 Option Exercise $46.39 70,970 3,292,298 55,518
4
Jan 23, 2013, 06:11 PM
Donnelly John L Director Human Resources Jan 18, 2013 Option Exercise $31.97 83,540 2,671,191 126,488
4
Jan 23, 2013, 06:11 PM
Hogan John James Chief Risk Officer Jan 22, 2013 Option Exercise $46.34 42,962 1,990,859 150,786
4
Jan 23, 2013, 06:11 PM
Hogan John James Chief Risk Officer Jan 22, 2013 Option Exercise $21.68 57,874 1,254,893 157,778
4
Jan 23, 2013, 06:11 PM
Bisignano Frank Co-Chief Operating Officer Jan 22, 2013 Option Exercise $46.34 28,841 1,336,492 320,796
4
Jan 23, 2013, 06:10 PM
Bisignano Frank Co-Chief Operating Officer Jan 18, 2013 Option Exercise $46.39 44,406 2,059,994 312,737
4
Jan 23, 2013, 06:10 PM
Bisignano Frank Co-Chief Operating Officer Jan 22, 2013 Option Exercise $19.49 40,000 779,600 349,637
4
Jan 23, 2013, 06:10 PM
Bisignano Frank Co-Chief Operating Officer Jan 18, 2013 Option Exercise $35.61 50,000 1,780,500 357,143
4
Jan 23, 2013, 06:10 PM
Zames Matthew E Co-Chief Operating Officer Jan 22, 2013 Option Exercise $46.34 72,102 3,341,207 180,358
4
Jan 23, 2013, 06:10 PM
Zames Matthew E Co-Chief Operating Officer Jan 22, 2013 Option Exercise $19.49 100,000 1,949,000 284,210
4
Jan 23, 2013, 06:10 PM
Zames Matthew E Co-Chief Operating Officer Jan 22, 2013 Sale $46.42 31,750 1,473,854 252,460
4
Jan 23, 2013, 06:10 PM
Pinto Daniel E Managing Director Jan 17, 2013 Option Exercise $46.58 69,773 3,250,026 216,515
4
Jan 18, 2013, 07:23 PM
Pinto Daniel E Managing Director Jan 17, 2013 Option Exercise $46.58 36,282 1,690,016 180,233
4
Jan 18, 2013, 07:23 PM
COTE DAVID M Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 55,977
4
Jan 18, 2013, 07:02 PM
BOWLES CRANDALL CLOSE Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 55,756
4
Jan 18, 2013, 07:02 PM
JACKSON LABAN Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 120,252
4
Jan 18, 2013, 07:02 PM
JACKSON LABAN Director Jan 17, 2013 Option Exercise $46.58 1,475 68,706 120,973
4
Jan 18, 2013, 07:02 PM
JACKSON LABAN Director Jan 17, 2013 Option Exercise $26.18 2,196 57,491 122,448
4
Jan 18, 2013, 07:02 PM
Bisignano Frank Co-Chief Operating Officer Jan 17, 2013 Option Exercise $46.58 460,694 21,459,127 307,143
4
Jan 18, 2013, 07:02 PM
Bisignano Frank Co-Chief Operating Officer Jan 17, 2013 Option Exercise $38.97 500,000 19,487,499 767,837
4
Jan 18, 2013, 07:02 PM
Smith Gordon Executive Vice President Jan 13, 2013 Option Exercise $45.81 39,387 1,804,319 206,829
4
Jan 16, 2013, 06:44 PM
O'Donovan Mark Corporate Controller Jan 13, 2013 Option Exercise $45.81 2,333 106,875 6,217
4
Jan 16, 2013, 06:44 PM
Pinto Daniel E Managing Director Jan 13, 2013 Option Exercise $45.81 69,646 3,190,483 146,742
4
Jan 16, 2013, 06:44 PM
Zames Matthew E Co-Chief Operating Officer Jan 13, 2013 Option Exercise $45.81 123,033 5,636,142 207,905
4
Jan 16, 2013, 06:44 PM
Petno Douglas B Managing Director Jan 13, 2013 Option Exercise $45.81 36,997 1,694,833 124,572
4
Jan 16, 2013, 06:44 PM
Lake Marianne Chief Financial Officer Jan 13, 2013 Option Exercise $45.81 6,329 289,931 9,605
4
Jan 16, 2013, 06:44 PM
Hogan John James Chief Risk Officer Jan 13, 2013 Option Exercise $45.81 40,759 1,867,170 99,904
4
Jan 16, 2013, 06:44 PM
Erdoes Mary E. Managing Director Jan 13, 2013 Option Exercise $45.81 72,510 3,321,683 174,374
4
Jan 16, 2013, 06:43 PM
Donnelly John L Director Human Resources Jan 13, 2013 Option Exercise $45.81 23,662 1,083,956 42,948
4
Jan 16, 2013, 06:43 PM
Cutler Stephen M General Counsel Jan 13, 2013 Option Exercise $45.81 47,481 2,175,105 137,509
4
Jan 16, 2013, 06:43 PM
DIMON JAMES Chairman & CEO Jan 13, 2013 Option Exercise $45.81 121,648 5,572,695 1,928,064
4
Jan 16, 2013, 06:43 PM
WELDON WILLIAM C Director Dec 31, 2012 Option Exercise $43.97 512 22,513 53,802
4
Jan 03, 2013, 05:53 PM
BURKE STEPHEN B Director Dec 31, 2012 Option Exercise $43.97 426 18,731 97,130
4
Jan 03, 2013, 05:53 PM
RAYMOND LEE R Director Dec 31, 2012 Option Exercise $43.97 512 22,513 174,469
4
Jan 03, 2013, 05:53 PM
JACKSON LABAN Director Dec 31, 2012 Option Exercise $43.97 739 32,494 116,603
4
Jan 03, 2013, 05:53 PM
JACKSON LABAN Director Nov 08, 2012 Option Exercise $40.95 4,533 185,626 115,177
4
Nov 09, 2012, 11:15 AM
JACKSON LABAN Director Nov 08, 2012 Option Exercise $23.91 6,589 157,543 119,710
4
Nov 09, 2012, 11:15 AM
Erdoes Mary E. Managing Director Oct 19, 2012 Sale $42.46 40,000 1,698,548 112,616
4
Oct 23, 2012, 03:04 PM
Donnelly John L Director Human Resources Oct 17, 2012 Sale $43.29 25,000 1,082,137 25,362
4
Oct 18, 2012, 11:29 AM
Smith Gordon Executive Vice President Oct 15, 2012 Option Exercise $42.07 56,608 2,381,499 164,260
4
Oct 16, 2012, 03:41 PM
Smith Gordon Executive Vice President Oct 15, 2012 Option Exercise $19.49 80,000 1,559,200 249,202
4
Oct 16, 2012, 03:41 PM
Smith Gordon Executive Vice President Oct 15, 2012 Sale $42.33 28,334 1,199,268 220,868
4
Oct 16, 2012, 03:41 PM
Bisignano Frank Co-Chief Operating Officer Oct 15, 2012 Option Exercise $42.07 56,964 2,396,475 219,725
4
Oct 16, 2012, 03:33 PM
Bisignano Frank Co-Chief Operating Officer Oct 15, 2012 Option Exercise $19.49 80,000 1,559,200 296,689
4
Oct 16, 2012, 03:33 PM
Bisignano Frank Co-Chief Operating Officer Oct 15, 2012 Sale $42.25 20,000 844,942 276,689
4
Oct 16, 2012, 03:33 PM
Cavanagh Michael J Executive Vice President Oct 15, 2012 Sale $42.00 40,000 1,679,948 234,765
4
Oct 15, 2012, 04:56 PM
BURKE STEPHEN B Director Sep 30, 2012 Option Exercise $40.48 463 18,742 96,242
4
Oct 02, 2012, 05:23 PM
WELDON WILLIAM C Director Sep 30, 2012 Option Exercise $40.48 556 22,507 52,910
4
Oct 02, 2012, 05:23 PM
RAYMOND LEE R Director Sep 30, 2012 Option Exercise $40.48 556 22,507 172,729
4
Oct 02, 2012, 05:23 PM
CROWN JAMES S Director Sep 30, 2012 Option Exercise $40.48 803 32,505 251,956
4
Oct 02, 2012, 05:23 PM
COTE DAVID M Director Sep 30, 2012 Option Exercise $40.48 463 18,742 51,631
4
Oct 02, 2012, 05:23 PM
BOWLES CRANDALL CLOSE Director Sep 30, 2012 Option Exercise $40.48 618 25,017 51,215
4
Oct 02, 2012, 05:23 PM
JACKSON LABAN Director Sep 30, 2012 Option Exercise $40.48 865 35,015 113,121
4
Oct 02, 2012, 05:22 PM
Petno Douglas B Managing Director Sep 14, 2012 Sale $42.00 15,337 644,188 83,778
4
Sep 14, 2012, 03:17 PM
Petno Douglas B Managing Director Aug 21, 2012 Sale $38.00 15,337 582,827 114,425
4
Aug 21, 2012, 03:04 PM
STALEY JAMES E Managing Director Aug 15, 2012 Sale $37.26 30,000 1,117,914 74,886
4
Aug 15, 2012, 04:56 PM
Petno Douglas B Managing Director Aug 06, 2012 Sale $36.24 15,338 555,878 129,762
4
Aug 06, 2012, 04:35 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Buy $34.45 75,000 2,584,117 75,000
4
Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 20, 2012 Buy $34.02 15,000 510,268 971,459
4
Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 20, 2012 Buy $34.02 250,000 8,504,475 3,226,153
4
Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Buy $34.43 50,000 1,721,460 956,459
4
Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Buy $34.43 110,000 3,787,212 2,976,153
4
Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Sale $1110.00 1,770 1,964,700 0
4
Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Sale $1110.00 1,494 1,658,340 0
4
Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Sale $1110.00 1,851 2,054,610 0
4
Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Sale $1110.00 2,793 3,100,230 0
4
Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Sale $1110.00 4,234 4,699,740 0
4
Jul 20, 2012, 04:17 PM
Bisignano Frank Chief Administrative Officer; Jul 17, 2012 Sale $35.40 3,000 106,200 221,012
4
Jul 17, 2012, 12:58 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2012 Option Exercise $35.73 350 12,505 3,600
4
Jul 03, 2012, 03:59 PM
WELDON WILLIAM C Director Jun 30, 2012 Option Exercise $35.73 630 22,510 51,895
4
Jul 03, 2012, 03:59 PM
RAYMOND LEE R Director Jun 30, 2012 Option Exercise $35.73 630 22,510 170,679
4
Jul 03, 2012, 03:58 PM
JACKSON LABAN Director Jun 30, 2012 Option Exercise $35.73 1,050 37,516 111,427
4
Jul 03, 2012, 03:58 PM
Donnelly John L Director Human Resources Apr 16, 2012 Option Exercise $43.32 56,487 2,447,017 62,778
4
Apr 20, 2012, 03:48 PM
Donnelly John L Director Human Resources Apr 16, 2012 Option Exercise $31.06 66,666 2,070,313 119,265
4
Apr 20, 2012, 03:48 PM
Bisignano Frank Chief Administrative Officer; Apr 17, 2012 Sale $43.83 15,000 657,379 226,883
4
Apr 17, 2012, 05:05 PM
STALEY JAMES E Managing Director Apr 16, 2012 Option Exercise $43.32 37,702 1,633,251 131,883
4
Apr 17, 2012, 04:56 PM
STALEY JAMES E Managing Director Apr 16, 2012 Option Exercise $21.87 50,000 1,093,500 169,585
4
Apr 17, 2012, 04:56 PM
Maclin Samuel Todd Executive Vice President Apr 16, 2012 Sale $43.06 49,000 2,109,720 258,316
4
Apr 16, 2012, 04:58 PM
WELDON WILLIAM C Director Mar 31, 2012 Option Exercise $45.98 408 18,760 50,921
4
Apr 02, 2012, 07:35 PM
RAYMOND LEE R Director Mar 31, 2012 Option Exercise $45.98 489 22,484 168,919
4
Apr 02, 2012, 07:34 PM
NOVAK DAVID C Director Mar 31, 2012 Option Exercise $45.98 489 22,484 180,869
4
Apr 02, 2012, 07:34 PM
JACKSON LABAN Director Mar 31, 2012 Option Exercise $45.98 870 40,003 109,754
4
Apr 02, 2012, 07:34 PM
CROWN JAMES S Director Mar 31, 2012 Option Exercise $45.98 816 37,520 248,389
4
Apr 02, 2012, 07:34 PM
Hogan John James Chief Risk Officer Jan 25, 2012 Option Exercise $37.47 37,061 1,388,676 96,378
4/A
Mar 06, 2012, 03:32 PM
Hogan John James Chief Risk Officer Jan 25, 2012 Option Exercise $19.49 50,000 974,500 133,439
4/A
Mar 06, 2012, 03:32 PM
DIMON JAMES Chairman & CEO Mar 02, 2012 Option Exercise $40.56 409,167 16,593,768 2,866,153
4
Mar 05, 2012, 05:57 PM
DIMON JAMES Chairman & CEO Mar 02, 2012 Option Exercise $31.22 462,000 14,423,640 3,275,320
4
Mar 05, 2012, 05:57 PM
NOVAK DAVID C Director Feb 13, 2012 Option Exercise $38.06 2,166 82,435 179,912
4
Feb 15, 2012, 02:46 PM
NOVAK DAVID C Director Feb 13, 2012 Option Exercise $31.22 2,640 82,421 182,078
4
Feb 15, 2012, 02:46 PM
JACKSON LABAN Director Jan 27, 2012 Option Exercise $37.40 2,313 86,518 108,277
4
Jan 31, 2012, 11:00 AM
JACKSON LABAN Director Jan 27, 2012 Option Exercise $31.22 2,640 82,421 110,590
4
Jan 31, 2012, 11:00 AM
Hogan John James Chief Risk Officer Jan 25, 2012 Sale $37.50 40,797 1,529,888 42,642
4
Jan 25, 2012, 05:25 PM
Cutler Stephen M General Counsel Jan 23, 2012 Sale $37.42 12,500 467,750 86,894
4
Jan 23, 2012, 05:03 PM
Bisignano Frank Chief Administrative Officer Jan 20, 2012 Sale $37.09 10,000 370,946 242,537
4
Jan 20, 2012, 06:03 PM
CROWN JAMES S Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 244,145
4
Jan 20, 2012, 05:39 PM
CROWN JAMES S Director Jan 19, 2012 Option Exercise $31.22 2,640 82,421 246,785
4
Jan 20, 2012, 05:39 PM
NOVAK DAVID C Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 179,433
4
Jan 20, 2012, 05:39 PM
BURKE STEPHEN B Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 93,468
4
Jan 20, 2012, 05:38 PM
RAYMOND LEE R Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 167,293
4
Jan 20, 2012, 05:38 PM
WELDON WILLIAM C Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 50,193
4
Jan 20, 2012, 05:38 PM
JACKSON LABAN Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 107,950
4
Jan 20, 2012, 05:38 PM
Smith Gordon Executive Vice President Jan 19, 2012 Sale $37.00 40,000 1,480,016 169,202
4
Jan 19, 2012, 03:18 PM
Smith Gordon Executive Vice President Jan 13, 2012 Option Exercise $35.53 37,075 1,317,089 209,202
4
Jan 18, 2012, 05:45 PM
DIMON JAMES Chairman & CEO Jan 13, 2012 Option Exercise $35.53 46,481 1,651,238 2,813,320
4
Jan 18, 2012, 05:44 PM
ZUBROW BARRY L Executive Vice President Jan 13, 2012 Option Exercise $35.53 34,190 1,214,600 71,755
4
Jan 18, 2012, 05:43 PM
Maclin Samuel Todd Executive Vice President Jan 13, 2012 Option Exercise $35.53 34,768 1,235,133 307,077
4
Jan 18, 2012, 05:41 PM
Donnelly John L Director Human Resources Jan 13, 2012 Option Exercise $35.53 18,025 640,338 52,599
4
Jan 18, 2012, 05:38 PM
Cavanagh Michael J Executive Vice President Jan 13, 2012 Option Exercise $35.53 39,487 1,402,776 274,765
4
Jan 18, 2012, 05:38 PM
Hogan John James Chief Risk Officer Jan 13, 2012 Option Exercise $35.53 38,398 1,364,089 83,439
4
Jan 18, 2012, 05:33 PM
Cutler Stephen M General Counsel Jan 13, 2012 Option Exercise $35.53 36,633 1,301,387 99,394
4
Jan 18, 2012, 05:28 PM
Bisignano Frank Chief Administrative Officer Jan 13, 2012 Option Exercise $35.53 39,743 1,411,870 252,537
4
Jan 18, 2012, 05:26 PM
STALEY JAMES E Managing Director Jan 13, 2012 Option Exercise $35.53 58,369 2,073,559 174,585
4
Jan 18, 2012, 05:24 PM
STALEY JAMES E Managing Director Jan 17, 2012 Sale $35.21 55,000 1,936,792 119,585
4
Jan 18, 2012, 05:24 PM
Cutler Stephen M General Counsel Mar 24, 2009 Sale $27.65 66 1,825 69,044
4
Jan 18, 2012, 05:12 PM
Cutler Stephen M General Counsel May 30, 2008 Option Exercise $43.43 66 2,866 69,110
4/A
Jan 18, 2012, 05:12 PM
Warren Shannon S Corporate Controller Jan 13, 2012 Option Exercise $35.53 4,594 163,202 44,087
4
Jan 18, 2012, 05:11 PM
Braunstein Douglas L Chief Financial Officer Jan 13, 2012 Option Exercise $35.53 92,149 3,273,593 603,836
4
Jan 18, 2012, 05:10 PM
CROWN JAMES S Director Dec 31, 2011 Option Exercise $33.25 977 32,485 239,370
4
Jan 04, 2012, 06:09 PM
BOWLES CRANDALL CLOSE Director Dec 31, 2011 Option Exercise $33.25 752 25,004 43,636
4
Jan 04, 2012, 06:09 PM
WELDON WILLIAM C Director Dec 31, 2011 Option Exercise $33.25 564 18,753 45,418
4
Jan 04, 2012, 06:09 PM
RAYMOND LEE R Director Oct 31, 2011 Sale $27.37 80,000 2,189,736 0
4
Nov 01, 2011, 11:02 AM
WELDON WILLIAM C Director Sep 30, 2011 Option Exercise $30.12 623 18,765 44,511
4
Oct 04, 2011, 05:20 PM
RAYMOND LEE R Director Sep 30, 2011 Option Exercise $30.12 747 22,500 160,616
4
Oct 04, 2011, 05:12 PM
NOVAK DAVID C Director Sep 30, 2011 Option Exercise $30.12 747 22,500 173,475
4
Oct 04, 2011, 05:04 PM
JACKSON LABAN Director Sep 30, 2011 Option Exercise $30.12 1,909 57,499 101,473
4
Oct 04, 2011, 04:49 PM
CROWN JAMES S Director Sep 30, 2011 Option Exercise $30.12 1,743 52,499 237,546
4
Oct 04, 2011, 04:22 PM
COTE DAVID M Director Sep 30, 2011 Option Exercise $30.12 623 18,765 43,879
4
Oct 04, 2011, 03:33 PM
BURKE STEPHEN B Director Sep 30, 2011 Option Exercise $30.12 623 18,765 87,700
4
Oct 04, 2011, 03:21 PM
BOWLES CRANDALL CLOSE Director Sep 30, 2011 Option Exercise $30.12 706 21,265 42,604
4
Oct 04, 2011, 03:02 PM
CROWN JAMES S Director Aug 10, 2011 Buy $34.50 3,500 120,750 3,500
4
Aug 12, 2011, 06:12 PM
CROWN JAMES S Director Aug 10, 2011 Buy $34.50 3,500 120,750 16,571
4
Aug 12, 2011, 06:12 PM
CROWN JAMES S Director Aug 10, 2011 Buy $34.50 3,500 120,750 10,803
4
Aug 12, 2011, 06:12 PM
CROWN JAMES S Director Aug 10, 2011 Buy $34.50 3,500 120,750 5,813
4
Aug 12, 2011, 06:12 PM
CROWN JAMES S Director Aug 11, 2011 Buy $35.08 176,609 6,194,720 559,705
4
Aug 12, 2011, 06:12 PM
CROWN JAMES S Director Aug 10, 2011 Buy $34.50 3,500 120,750 12,256
4
Aug 12, 2011, 06:12 PM
JACKSON LABAN Director Aug 09, 2011 Buy $35.40 1,292 45,737 5,165
4
Aug 11, 2011, 12:33 PM
DREW INA R Chief Investment Officer Aug 08, 2011 Buy $992.50 492 488,310 492
4
Aug 09, 2011, 06:17 PM
Smith Gordon Executive Vice President Jul 25, 2011 Option Exercise $41.60 22,289 927,222 160,419
4
Jul 26, 2011, 01:15 PM
BURKE STEPHEN B Director Jul 22, 2011 Buy $42.18 25,000 1,054,418 86,741
4
Jul 25, 2011, 10:24 AM
MILLER HEIDI Executive Vice President Jul 21, 2011 Option Exercise $41.89 45,436 1,903,314 311,227
4
Jul 22, 2011, 04:59 PM
MILLER HEIDI Executive Vice President Jul 21, 2011 Option Exercise $34.78 50,000 1,739,000 356,663
4
Jul 22, 2011, 04:59 PM
MILLER HEIDI Executive Vice President Jul 19, 2011 Option Exercise $40.10 92,866 3,723,926 306,663
4
Jul 20, 2011, 03:34 PM
MILLER HEIDI Executive Vice President Jul 19, 2011 Option Exercise $34.78 100,000 3,478,000 399,529
4
Jul 20, 2011, 03:34 PM
Maclin Samuel Todd Executive Vice President Jul 15, 2011 Sale $39.79 20,000 795,730 249,545
4
Jul 15, 2011, 04:25 PM
Cutler Stephen M General Counsel Jul 15, 2011 Sale $40.58 10,000 405,800 50,618
4
Jul 15, 2011, 10:18 AM
DIMON JAMES Chairman & CEO Sep 04, 2007 Buy $45.02 666 29,983 666
4
Jul 07, 2011, 03:51 PM
RAYMOND LEE R Director Jun 30, 2011 Option Exercise $40.94 550 22,517 158,901
4
Jul 05, 2011, 05:00 PM
WELDON WILLIAM C Director Jun 30, 2011 Option Exercise $40.94 458 18,751 43,620
4
Jul 05, 2011, 05:00 PM
NOVAK DAVID C Director Jun 30, 2011 Option Exercise $40.94 550 22,517 172,319
4
Jul 05, 2011, 05:00 PM
GRAY III WILLIAM H Director Jun 30, 2011 Option Exercise $40.94 32 1,310 83,128
4
Jul 05, 2011, 05:00 PM
CROWN JAMES S Director Jun 30, 2011 Option Exercise $40.94 550 22,517 235,142
4
Jul 05, 2011, 05:00 PM
COTE DAVID M Director Jun 30, 2011 Option Exercise $40.94 458 18,751 43,077
4
Jul 05, 2011, 05:00 PM
BURKE STEPHEN B Director Jun 30, 2011 Option Exercise $40.94 458 18,751 61,741
4
Jul 05, 2011, 05:00 PM
Satterwhite Johnny Earl 10% Owner Jun 14, 2011 Option Exercise $999999995904.00 2,147,483,647 2,147,483,638,203,909,931,008 2,147,483,647
4/A
Jun 14, 2011, 03:49 PM
Satterwhite Johnny Earl 10% Owner Jun 14, 2011 Option Exercise $999999995904.00 2,147,483,647 2,147,483,638,203,909,931,008 2,147,483,647
4
Jun 14, 2011, 03:37 PM
Satterwhite Johnny Earl 10% Owner Jun 10, 2011 Option Exercise $999999995904.00 2,147,483,647 2,147,483,638,203,909,931,008 2,147,483,647
4/A
Jun 10, 2011, 07:27 PM
Satterwhite Johnny Earl 10% Owner Jun 10, 2011 Option Exercise $999999995904.00 2,147,483,647 2,147,483,638,203,909,931,008 2,147,483,647
4
Jun 10, 2011, 07:17 PM
Bisignano Frank Chief Administrative Officer May 02, 2011 Sale $45.60 5,000 228,000 202,882
4
May 02, 2011, 06:55 PM
Bisignano Frank Chief Administrative Officer Apr 29, 2011 Sale $45.65 5,000 228,265 207,882
4
Apr 29, 2011, 04:53 PM
Maclin Samuel Todd Executive Vice President Apr 28, 2011 Sale $45.58 10,000 455,800 269,334
4
Apr 28, 2011, 03:55 PM
MANDELBAUM JAY Executive Vice President Apr 25, 2011 Sale $45.00 10,000 450,000 376,686
4
Apr 25, 2011, 05:27 PM
RAYMOND LEE R Director Apr 20, 2011 Buy $1106.25 2,000 2,212,500 2,000
4
Apr 21, 2011, 05:13 PM
SCHARF CHARLES W Executive Vice President Jan 25, 2011 Option Exercise $44.85 136,301 6,112,419 1,015,930
4
Jan 26, 2011, 05:10 PM
SCHARF CHARLES W Executive Vice President Jan 25, 2011 Option Exercise $42.22 140,730 5,941,621 1,152,231
4
Jan 26, 2011, 05:10 PM
NOVAK DAVID C Director Jan 21, 2011 Option Exercise $45.19 4,700 212,416 169,071
4
Jan 24, 2011, 06:10 PM
NOVAK DAVID C Director Jan 21, 2011 Option Exercise $27.84 6,600 183,744 173,771
4
Jan 24, 2011, 06:10 PM
NOVAK DAVID C Director Jan 20, 2011 Buy $44.68 40,000 1,787,220 147,171
4
Jan 24, 2011, 06:10 PM
NOVAK DAVID C Director Jan 24, 2011 Buy $45.21 1,800 81,376 170,871
4
Jan 24, 2011, 06:10 PM
NOVAK DAVID C Director Jan 24, 2011 Buy $45.21 1,500 67,813 49,500
4
Jan 24, 2011, 06:10 PM
NOVAK DAVID C Director Jan 21, 2011 Buy $45.12 28,000 1,263,371 48,000
4
Jan 24, 2011, 06:10 PM
NOVAK DAVID C Director Jan 21, 2011 Buy $45.12 20,000 902,464 167,171
4
Jan 24, 2011, 06:10 PM
NOVAK DAVID C Director Jan 20, 2011 Buy $44.66 20,000 893,200 20,000
4
Jan 24, 2011, 06:10 PM
DIMON JAMES Chairman & CEO Jan 19, 2011 Option Exercise $44.28 227,410 10,070,852 2,714,336
4
Jan 21, 2011, 04:56 PM
DIMON JAMES Chairman & CEO Jan 19, 2011 Option Exercise $42.62 231,725 9,876,119 2,941,746
4
Jan 21, 2011, 04:56 PM
WELDON WILLIAM C Director Jan 19, 2011 Option Exercise $44.28 3,839 170,010 42,486
4
Jan 20, 2011, 06:02 PM
RAYMOND LEE R Director Jan 19, 2011 Option Exercise $44.28 3,839 170,010 156,877
4
Jan 20, 2011, 06:02 PM
COTE DAVID M Director Jan 19, 2011 Option Exercise $44.28 3,839 170,010 42,036
4
Jan 20, 2011, 06:02 PM
BOWLES CRANDALL CLOSE Director Jan 19, 2011 Option Exercise $44.28 3,839 170,010 40,484
4
Jan 20, 2011, 06:02 PM
BURKE STEPHEN B Director Jan 19, 2011 Option Exercise $44.28 3,839 170,010 60,537
4
Jan 20, 2011, 06:02 PM
STALEY JAMES E Managing Director Jan 13, 2011 Option Exercise $44.57 82,732 3,687,365 114,548
4
Jan 18, 2011, 07:14 PM
Cavanagh Michael J Executive Vice President Jan 13, 2011 Option Exercise $44.57 43,319 1,930,728 222,638
4
Jan 18, 2011, 07:14 PM
ZUBROW BARRY L Chief Risk Officer Jan 13, 2011 Option Exercise $44.57 18,594 828,735 26,312
4
Jan 18, 2011, 07:14 PM
Smith Gordon Executive Vice President Jan 13, 2011 Option Exercise $44.57 37,455 1,669,369 182,708
4
Jan 18, 2011, 07:14 PM
SCHARF CHARLES W Executive Vice President Jan 13, 2011 Option Exercise $44.57 54,923 2,447,918 1,011,501
4
Jan 18, 2011, 07:13 PM
Rauchenberger Louis Corporate Controller Jan 13, 2011 Option Exercise $44.57 11,834 527,441 83,538
4
Jan 18, 2011, 07:13 PM
Maclin Samuel Todd Executive Vice President Jan 13, 2011 Option Exercise $44.57 37,891 1,688,802 279,334
4
Jan 18, 2011, 07:13 PM
Erdoes Mary E. Managing Director Jan 13, 2011 Option Exercise $44.57 62,344 2,778,672 224,858
4
Jan 18, 2011, 07:13 PM
Erdoes Mary E. Managing Director Jan 18, 2011 Sale $45.05 53,000 2,387,695 213,704
4
Jan 18, 2011, 07:13 PM
DREW INA R Chief Investment Officer Jan 13, 2011 Option Exercise $44.57 49,411 2,202,248 726,189
4
Jan 18, 2011, 07:13 PM
DIMON JAMES Chairman & CEO Jan 13, 2011 Option Exercise $44.57 89,686 3,997,305 2,710,021
4
Jan 18, 2011, 07:13 PM
Donnelly John L Director Human Resources Jan 13, 2011 Option Exercise $44.57 8,753 390,121 49,209
4
Jan 18, 2011, 07:13 PM
Bisignano Frank Chief Administrative Officer Jan 13, 2011 Option Exercise $44.57 43,319 1,930,728 214,655
4
Jan 18, 2011, 07:13 PM
MANDELBAUM JAY Executive Vice President Jan 13, 2011 Option Exercise $44.57 44,263 1,972,802 386,686
4
Jan 18, 2011, 07:13 PM
DALEY WILLIAM M Vice Chairman Jan 06, 2011 Option Exercise $44.53 140,649 6,262,397 175,678
4
Jan 10, 2011, 05:16 PM
DALEY WILLIAM M Vice Chairman Jan 06, 2011 Option Exercise $34.78 100,000 3,478,000 214,414
4
Jan 10, 2011, 05:16 PM
WELDON WILLIAM C Director Dec 31, 2010 Option Exercise $42.42 442 18,750 38,647
4
Jan 04, 2011, 04:17 PM
RAYMOND LEE R Director Dec 31, 2010 Option Exercise $42.42 530 22,483 153,038
4
Jan 04, 2011, 04:17 PM
NOVAK DAVID C Director Dec 31, 2010 Option Exercise $42.42 530 22,483 103,332
4
Jan 04, 2011, 04:17 PM
JACKSON LABAN Director Dec 31, 2010 Option Exercise $42.42 589 24,985 91,353
4
Jan 04, 2011, 04:17 PM
CROWN JAMES S Director Nov 09, 2010 Sale $40.36 22,800 920,192 168,305
4
Nov 09, 2010, 04:39 PM
ZUBROW BARRY L Chief Risk Officer Oct 14, 2010 Buy $28.50 200 5,700 200
4
Oct 15, 2010, 11:28 AM
WELDON WILLIAM C Director Sep 30, 2010 Option Exercise $38.06 493 18,764 38,158
4
Oct 04, 2010, 03:18 PM
WELDON WILLIAM C Director Sep 30, 2010 Option Exercise $38.06 493 18,764 38,158
4
Oct 04, 2010, 03:18 PM
NOVAK DAVID C Director Sep 30, 2010 Option Exercise $38.06 591 22,493 102,728
4
Oct 04, 2010, 03:18 PM
NOVAK DAVID C Director Sep 30, 2010 Option Exercise $38.06 591 22,493 102,728
4
Oct 04, 2010, 03:18 PM