| Owner |
Relationship |
Date |
Transaction |
Cost |
# Shares |
Value($) |
Total Shares |
Form |
Form 4 |
| CALDWELL LISA J |
EVP & Chief HR Officer |
May 06 |
Sale |
$47.69 |
1 |
48 |
34,847 |
4 |
May 07, 04:47 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Mar 19 |
Sale |
$43.14 |
695,350 |
29,997,399 |
230,025,673 |
4 |
Mar 19, 04:06 PM |
| Carpenter Walton T. |
SVP-Strategy & Planning - RJRT |
Mar 13 |
Sale |
$43.16 |
3,000 |
129,480 |
13,868 |
4 |
Mar 13, 04:41 PM |
| Carpenter Walton T. |
SVP-Strategy & Planning - RJRT |
Mar 12 |
Sale |
$42.80 |
11,000 |
470,760 |
27,168 |
4 |
Mar 13, 04:41 PM |
| CALDWELL LISA J |
EVP & Chief HR Officer |
Mar 12 |
Sale |
$43.03 |
8,030 |
345,566 |
42,578 |
4 |
Mar 13, 03:32 PM |
| Stowe Robert D |
EVP-Trade Marketing of RJRT |
Mar 12 |
Sale |
$43.04 |
15,517 |
667,822 |
44,054 |
4 |
Mar 13, 02:59 PM |
| Smothers Frederick W |
SVP & Chief Accounting Officer |
Mar 12 |
Sale |
$43.03 |
12,175 |
523,931 |
27,608 |
4 |
Mar 13, 02:58 PM |
| Holton Martin L. III |
EVP, Gen. Counsel & Asst. Sec |
Mar 12 |
Sale |
$43.03 |
6,182 |
266,015 |
40,390 |
4 |
Mar 13, 02:58 PM |
| Gilchrist Andrew D |
President & CCO of RJRT |
Mar 12 |
Sale |
$43.03 |
8,137 |
350,173 |
37,092 |
4 |
Mar 13, 02:57 PM |
| Gentry Jeffery S |
EVP-Operations & CSO of RJRTC |
Mar 12 |
Sale |
$43.03 |
14,661 |
630,919 |
45,092 |
4 |
Mar 13, 02:57 PM |
| FOLAN MCDARA |
SVP, Deputy GC & Secretary |
Mar 12 |
Sale |
$43.03 |
8,546 |
367,766 |
24,754 |
4 |
Mar 13, 02:57 PM |
| Fawley Daniel A |
SVP & Treasurer |
Mar 12 |
Sale |
$43.03 |
11,029 |
474,610 |
37,231 |
4 |
Mar 13, 02:56 PM |
| Dunham Robert H. |
EVP - Public Affairs |
Mar 12 |
Sale |
$43.04 |
10,761 |
463,104 |
33,930 |
4 |
Mar 13, 02:56 PM |
| Delen Daniel M |
President & CEO |
Mar 12 |
Sale |
$43.03 |
23,005 |
989,961 |
154,356 |
4 |
Mar 13, 02:55 PM |
| ADAMS THOMAS R |
EVP & Chief Financial Officer |
Mar 12 |
Sale |
$43.03 |
13,271 |
571,098 |
79,342 |
4 |
Mar 13, 02:53 PM |
| WAJNERT THOMAS C |
Director |
Mar 13 |
Sale |
$43.21 |
12,000 |
518,473 |
4,000 |
4 |
Mar 13, 02:00 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Mar 05 |
Sale |
$43.99 |
830,315 |
36,525,558 |
230,721,023 |
4 |
Mar 05, 03:47 PM |
| Stowe Robert D |
EVP-Trade Marketing of RJRT |
Mar 01 |
Option Exercise |
$43.36 |
9,295 |
403,031 |
44,154 |
4 |
Mar 04, 03:46 PM |
| Smothers Frederick W |
SVP & Chief Accounting Officer |
Mar 01 |
Option Exercise |
$43.36 |
6,189 |
268,355 |
27,708 |
4 |
Mar 04, 03:42 PM |
| OBrien John Brice |
EVP-Consumer Marketing of RJRT |
Mar 01 |
Option Exercise |
$43.36 |
9,109 |
394,966 |
40,277 |
4 |
Mar 04, 03:34 PM |
| Gilchrist Andrew D |
President & CCO of RJRT |
Mar 01 |
Option Exercise |
$43.36 |
11,122 |
482,250 |
37,392 |
4 |
Mar 04, 03:31 PM |
| Holton Martin L. III |
EVP, Gen. Counsel & Asst. Sec |
Mar 01 |
Option Exercise |
$43.36 |
7,895 |
342,327 |
40,590 |
4 |
Mar 04, 03:29 PM |
| Gentry Jeffery S |
EVP-Operations & CSO of RJRTC |
Mar 01 |
Option Exercise |
$43.36 |
13,892 |
602,357 |
45,592 |
4 |
Mar 04, 03:25 PM |
| FOLAN MCDARA |
SVP, Deputy GC & Secretary |
Mar 01 |
Option Exercise |
$43.36 |
5,703 |
247,282 |
25,054 |
4 |
Mar 04, 03:22 PM |
| Fawley Daniel A |
SVP & Treasurer |
Mar 01 |
Option Exercise |
$43.36 |
5,520 |
239,347 |
37,331 |
4 |
Mar 04, 03:21 PM |
| Dunham Robert H. |
EVP - Public Affairs |
Mar 01 |
Option Exercise |
$43.36 |
5,386 |
233,537 |
34,430 |
4 |
Mar 04, 03:19 PM |
| Delen Daniel M |
President & CEO |
Mar 01 |
Option Exercise |
$43.36 |
42,386 |
1,837,857 |
154,456 |
4 |
Mar 04, 03:17 PM |
| Carpenter Walton T. |
SVP-Strategy & Planning - RJRT |
Mar 01 |
Option Exercise |
$43.36 |
5,279 |
228,897 |
27,868 |
4 |
Mar 04, 03:14 PM |
| CALDWELL LISA J |
EVP & Chief HR Officer |
Mar 01 |
Option Exercise |
$43.36 |
626 |
27,143 |
5,010 |
4 |
Mar 04, 03:11 PM |
| CALDWELL LISA J |
EVP & Chief HR Officer |
Mar 01 |
Option Exercise |
$43.36 |
10,644 |
461,524 |
42,878 |
4 |
Mar 04, 03:11 PM |
| ADAMS THOMAS R |
EVP & Chief Financial Officer |
Mar 01 |
Option Exercise |
$43.36 |
22,989 |
996,803 |
79,942 |
4 |
Mar 04, 03:10 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Feb 27 |
Sale |
$44.53 |
667,719 |
29,733,526 |
231,551,338 |
4 |
Feb 27, 02:05 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Feb 21 |
Sale |
$43.59 |
260,992 |
11,376,641 |
232,219,057 |
4 |
Feb 21, 01:24 PM |
| Powell H G L Hugo |
Director |
Feb 19 |
Sale |
$43.80 |
15,200 |
665,723 |
14,500 |
4 |
Feb 19, 03:25 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Dec 04 |
Sale |
$43.25 |
546,897 |
23,653,295 |
232,480,049 |
4 |
Dec 04, 07:24 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Nov 27 |
Sale |
$42.00 |
250,280 |
10,511,760 |
233,026,946 |
4 |
Nov 27, 04:47 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Nov 20 |
Sale |
$40.61 |
853,375 |
34,655,559 |
233,277,226 |
4 |
Nov 20, 12:38 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Nov 13 |
Sale |
$41.43 |
874,888 |
36,246,610 |
234,130,601 |
4 |
Nov 13, 02:12 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Sep 05 |
Sale |
$45.99 |
386,728 |
17,785,621 |
235,005,489 |
4 |
Sep 05, 05:21 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Aug 29 |
Sale |
$45.69 |
467,416 |
21,356,236 |
235,392,217 |
4 |
Aug 29, 01:56 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Aug 21 |
Sale |
$46.38 |
630,660 |
29,250,011 |
235,859,633 |
4 |
Aug 21, 12:47 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Aug 14 |
Sale |
$45.97 |
630,660 |
28,991,441 |
236,336,109 |
4 |
Aug 14, 01:17 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Aug 07 |
Sale |
$46.48 |
761,256 |
35,383,179 |
236,966,769 |
4 |
Aug 07, 12:47 PM |
| Gentry Jeffery S |
EVP-Operations & CSO of RJRTC |
Aug 01 |
Sale |
$46.71 |
17,500 |
817,426 |
42,744 |
4 |
Aug 03, 08:40 AM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Jun 06 |
Sale |
$41.83 |
634,576 |
26,544,315 |
237,728,025 |
4 |
Jun 06, 03:48 PM |
| FOLAN MCDARA |
SVP, Deputy GC & Secretary |
May 30 |
Sale |
$42.01 |
3,267 |
137,247 |
13,659 |
4 |
May 30, 03:13 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
May 30 |
Sale |
$41.41 |
670,837 |
27,779,360 |
238,362,601 |
4 |
May 30, 01:25 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
May 22 |
Sale |
$40.65 |
703,473 |
28,596,179 |
239,033,438 |
4 |
May 23, 11:41 AM |
| WHITEHURST E KENAN |
SVP - Strategy & Business Dev. |
Mar 13 |
Sale |
$41.80 |
18,185 |
760,133 |
13,973 |
4 |
Mar 14, 04:13 PM |
| WHITEHURST E KENAN |
SVP - Strategy & Business Dev. |
Mar 12 |
Sale |
$42.15 |
500 |
21,075 |
32,158 |
4 |
Mar 14, 04:13 PM |
| Smothers Frederick W |
SVP & Chief Accounting Officer |
Mar 12 |
Sale |
$41.99 |
7,146 |
300,076 |
22,579 |
4 |
Mar 12, 04:49 PM |
| Holton Martin L. III |
EVP, Gen. Counsel & Asst. Sec |
Mar 12 |
Sale |
$41.99 |
4,766 |
200,118 |
32,892 |
4 |
Mar 12, 04:48 PM |
| Gilchrist Andrew D |
President & CCO of RJRT |
Mar 12 |
Sale |
$41.99 |
12,585 |
528,467 |
33,202 |
4 |
Mar 12, 04:48 PM |
| Gentry Jeffery S |
EVP-Operations & CSO of RJRTC |
Mar 12 |
Sale |
$41.99 |
15,299 |
642,478 |
58,243 |
4 |
Mar 12, 04:47 PM |
| FOLAN MCDARA |
SVP, Deputy GC & Secretary |
Mar 12 |
Sale |
$41.98 |
13,500 |
566,790 |
30,326 |
4 |
Mar 12, 04:47 PM |
| Fawley Daniel A |
SVP & Treasurer |
Mar 12 |
Sale |
$41.99 |
9,938 |
417,332 |
31,071 |
4 |
Mar 12, 04:46 PM |
| Carpenter Walton T. |
SVP-Strategy & Planning - RJRT |
Mar 12 |
Sale |
$41.99 |
15,110 |
634,414 |
24,675 |
4 |
Mar 12, 04:45 PM |
| Delen Daniel M |
President & CEO |
Mar 12 |
Sale |
$41.99 |
52,376 |
2,199,183 |
134,234 |
4 |
Mar 12, 04:44 PM |
| CALDWELL LISA J |
EVP & Chief HR Officer |
Mar 12 |
Sale |
$41.98 |
24,712 |
1,037,456 |
32,039,231 |
4 |
Mar 12, 04:42 PM |
| ADAMS THOMAS R |
EVP & Chief Financial Officer |
Mar 12 |
Sale |
$42.00 |
35,068 |
1,472,682 |
70,133 |
4 |
Mar 12, 04:42 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Mar 06 |
Sale |
$41.73 |
467,773 |
19,520,167 |
240,288,085 |
4 |
Mar 06, 05:22 PM |
| WHITEHURST E KENAN |
SVP - Strategy & Business Dev. |
Mar 02 |
Option Exercise |
$42.07 |
10,670 |
448,887 |
32,658 |
4 |
Mar 06, 04:31 PM |
| Stowe Robert D |
EVP-Trade Marketing of RJRT |
Mar 02 |
Option Exercise |
$42.07 |
9,026 |
379,724 |
27,132 |
4 |
Mar 06, 04:31 PM |
| Smothers Frederick W |
SVP & Chief Accounting Officer |
Mar 02 |
Option Exercise |
$42.07 |
9,943 |
418,302 |
22,679 |
4 |
Mar 06, 04:30 PM |
| OBrien John Brice |
EVP-Consumer Marketing of RJRT |
Mar 02 |
Option Exercise |
$42.07 |
8,313 |
349,728 |
24,931 |
4 |
Mar 06, 04:29 PM |
| Holton Martin L. III |
EVP, Gen. Counsel & Asst. Sec |
Mar 02 |
Option Exercise |
$42.07 |
11,617 |
488,727 |
32,992 |
4 |
Mar 06, 04:29 PM |
| Dunham Robert H. |
EVP - Public Affairs |
Mar 02 |
Option Exercise |
$42.07 |
7,997 |
336,434 |
23,864 |
4 |
Mar 06, 04:23 PM |
| Delen Daniel M |
President & CEO |
Mar 02 |
Option Exercise |
$42.07 |
58,539 |
2,462,736 |
134,634 |
4 |
Mar 06, 04:21 PM |
| Carpenter Walton T. |
SVP-Strategy & Planning - RJRT |
Mar 02 |
Option Exercise |
$42.07 |
7,712 |
324,444 |
24,875 |
4 |
Mar 06, 04:19 PM |
| CALDWELL LISA J |
EVP & Chief HR Officer |
Mar 02 |
Option Exercise |
$42.07 |
15,437 |
649,435 |
39,173 |
4 |
Mar 06, 04:18 PM |
| CALDWELL LISA J |
EVP & Chief HR Officer |
Mar 02 |
Option Exercise |
$42.07 |
911 |
38,326 |
3,928 |
4 |
Mar 06, 04:18 PM |
| ADAMS THOMAS R |
EVP & Chief Financial Officer |
Mar 02 |
Option Exercise |
$42.07 |
31,183 |
1,311,869 |
70,933 |
4 |
Mar 06, 04:15 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Feb 28 |
Sale |
$40.68 |
652,706 |
26,552,080 |
240,755,858 |
4 |
Feb 28, 12:20 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Feb 22 |
Sale |
$40.57 |
821,657 |
33,334,624 |
241,408,564 |
4 |
Feb 22, 02:51 PM |
| THORNBURGH RICHARD E |
Director |
Dec 13 |
Buy |
$40.94 |
5,000 |
204,692 |
5,000 |
4 |
Dec 14, 12:01 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Dec 06 |
Sale |
$41.12 |
1,428,702 |
58,748,225 |
242,230,221 |
4 |
Dec 07, 02:01 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Nov 29 |
Sale |
$40.32 |
725,229 |
29,241,233 |
243,658,923 |
4 |
Nov 29, 07:26 PM |
| Brown & Williamson Holdings, Inc. |
10% Owner |
Nov 23 |
Sale |
$40.09 |
652,706 |
26,166,984 |
244,384,152 |
4 |
Nov 28, 10:23 AM |
| Stowe Robert D |
EVP-Trade Marketing of RJRT |
Sep 09 |
Buy |
$36.53 |
795 |
29,038 |
10,262 |
4 |
Sep 12, 09:53 AM |
| WAJNERT THOMAS C |
Director |
Aug 23 |
Sale |
$36.87 |
4,000 |
147,492 |
8,000 |
4 |
Aug 23, 02:54 PM |
| ZILLMER JOHN J |
Director |
May 18 |
Buy |
$38.75 |
10,000 |
387,452 |
33,000 |
4 |
May 18, 03:31 PM |
| WHITEHURST E KENAN |
SVP - Strategy & Business Dev. |
Mar 06 |
Option Exercise |
$34.85 |
1,419 |
49,452 |
13,973 |
4 |
Mar 07, 04:38 PM |
| Stowe Robert D |
EVP-Trade Marketing of RJRT |
Mar 06 |
Option Exercise |
$34.85 |
1,287 |
44,852 |
9,467 |
4 |
Mar 07, 04:35 PM |
| Smothers Frederick W |
SVP & Chief Accounting Officer |
Mar 06 |
Option Exercise |
$34.85 |
1,506 |
52,484 |
4,812 |
4 |
Mar 07, 04:32 PM |
| PAYNE TOMMY J |
President Niconovum USA, Inc. |
Mar 06 |
Option Exercise |
$34.85 |
2,454 |
85,522 |
39,764 |
4 |
Mar 07, 04:28 PM |
| OBrien John Brice |
EVP-Consumer Marketing of RJRT |
Mar 06 |
Option Exercise |
$34.85 |
1,256 |
43,772 |
9,292 |
4 |
Mar 07, 04:07 PM |
| Holton Martin L. III |
EVP, Gen. Counsel & Asst. Sec |
Mar 06 |
Option Exercise |
$34.85 |
1,609 |
56,074 |
13,927 |
4 |
Mar 07, 04:01 PM |
| Gilchrist Andrew D |
President & CCO of RJRT |
Mar 06 |
Option Exercise |
$34.85 |
1,297 |
45,200 |
8,531 |
4 |
Mar 07, 03:58 PM |
| Gentry Jeffery S |
EVP-Operations & CSO of RJRTC |
Mar 06 |
Option Exercise |
$34.85 |
2,068 |
72,070 |
28,244 |
4 |
Mar 07, 03:55 PM |
| FOLAN MCDARA |
SVP, Deputy GC & Secretary |
Mar 06 |
Option Exercise |
$34.85 |
1,383 |
48,198 |
13,659 |
4 |
Mar 07, 03:52 PM |
| Fawley Daniel A |
SVP & Treasurer |
Mar 06 |
Option Exercise |
$34.85 |
1,337 |
46,594 |
14,705 |
4 |
Mar 07, 03:46 PM |
| Dunham Robert H. |
SVP - Public Affairs |
Mar 06 |
Option Exercise |
$34.85 |
735 |
25,615 |
8,573 |
4 |
Mar 07, 03:42 PM |
| Delen Daniel M |
President & CEO |
Mar 06 |
Option Exercise |
$34.85 |
9,384 |
327,032 |
55,274 |
4 |
Mar 07, 03:40 PM |
| CALDWELL LISA J |
EVP & Chief HR Officer |
Mar 06 |
Option Exercise |
$34.85 |
1,439 |
50,149 |
14,461 |
4 |
Mar 07, 03:33 PM |
| CALDWELL LISA J |
EVP & Chief HR Officer |
Mar 06 |
Option Exercise |
$34.85 |
352 |
12,267 |
2,178 |
4 |
Mar 07, 03:33 PM |
| ADAMS THOMAS R |
EVP & Chief Financial Officer |
Mar 06 |
Option Exercise |
$34.85 |
5,145 |
179,303 |
27,097 |
4 |
Mar 07, 03:29 PM |
