| Owner |
Relationship |
Date |
Transaction |
Cost |
# Shares |
Value($) |
Total Shares |
Form |
Form 4 |
| SMOAK JAMES N |
Director |
Feb 25 |
Option Exercise |
$3.80 |
4,000 |
15,200 |
177,648 |
4 |
Feb 27, 02:15 PM |
| BROWN NOLAN G |
Director |
Dec 26 |
Option Exercise |
$2.80 |
26,785 |
74,998 |
263,626 |
4/A |
Dec 28, 08:20 PM |
| Shuford Edwin H III |
EVP & Chief Credit Officer |
Dec 26 |
Option Exercise |
$2.80 |
1,071 |
2,999 |
52,798 |
4 |
Dec 28, 08:07 PM |
| Hollar Jan H |
EVP & Chief Financial Officer |
Dec 26 |
Option Exercise |
$2.80 |
16,071 |
44,999 |
139,959 |
4 |
Dec 28, 07:58 PM |
| DeMarcus William M |
EVP & Chief Operating Officer |
Dec 26 |
Option Exercise |
$2.80 |
5,357 |
15,000 |
125,162 |
4 |
Dec 28, 07:49 PM |
| TOWELL JOSEPH HAMPTON |
President & CEO |
Dec 26 |
Option Exercise |
$2.80 |
26,785 |
74,998 |
348,896 |
4 |
Dec 28, 07:38 PM |
| Spell Harry C |
Director |
Dec 26 |
Option Exercise |
$2.80 |
41,071 |
114,999 |
47,926 |
4 |
Dec 28, 07:19 PM |
| SMOAK JAMES N |
Director |
Dec 26 |
Option Exercise |
$2.80 |
16,071 |
44,999 |
181,648 |
4 |
Dec 28, 07:06 PM |
| SMITH ALISON |
Director |
Dec 26 |
Option Exercise |
$2.90 |
1,000 |
2,900 |
1,000 |
4 |
Dec 28, 06:54 PM |
| SMITH ALISON |
Director |
Dec 26 |
Option Exercise |
$2.90 |
1,000 |
2,900 |
109,441 |
4 |
Dec 28, 06:54 PM |
| SMITH ALISON |
Director |
Dec 26 |
Option Exercise |
$2.80 |
17,857 |
50,000 |
110,441 |
4 |
Dec 28, 06:54 PM |
| Hill Dan W III |
Director |
Dec 26 |
Option Exercise |
$2.80 |
21,428 |
59,998 |
163,411 |
4 |
Dec 28, 06:28 PM |
| HELMS LARRY S |
Director |
Dec 26 |
Option Exercise |
$2.80 |
1,071 |
2,999 |
24,623 |
4 |
Dec 28, 06:18 PM |
| HARRELL JAMES A JR |
Director |
Dec 26 |
Option Exercise |
$2.80 |
3,571 |
9,999 |
71,612 |
4 |
Dec 28, 06:10 PM |
| HALL THOMAS JOHNSTON |
Director |
Dec 26 |
Option Exercise |
$2.80 |
5,357 |
15,000 |
51,737 |
4 |
Dec 28, 06:01 PM |
| DAVIS HARRY M |
Director |
Dec 26 |
Option Exercise |
$2.80 |
5,357 |
15,000 |
45,774 |
4 |
Dec 28, 05:46 PM |
| BROWN NOLAN G |
Director |
Dec 26 |
Option Exercise |
$2.80 |
26,785 |
74,998 |
29,560 |
4 |
Dec 28, 05:23 PM |
| Shuford Edwin H III |
EVP & Chief Credit Officer |
Dec 11 |
Sale |
$2.91 |
1,160 |
3,376 |
51,727 |
4 |
Dec 11, 05:35 PM |
| BROWN NOLAN G |
Director |
Nov 30 |
Buy |
$2.95 |
1,000 |
2,950 |
2,775 |
4 |
Nov 30, 04:37 PM |
| Poindexter James L |
Director |
Aug 09 |
Sale |
$2.73 |
309 |
844 |
92,940 |
4 |
Aug 09, 04:41 PM |
| Poindexter James L |
Director |
Aug 01 |
Sale |
$2.73 |
3,700 |
10,113 |
93,249 |
4 |
Aug 09, 03:43 PM |
| Spell Harry C |
Director |
Jul 31 |
Buy |
$2.79 |
2,000 |
5,580 |
321,777 |
4 |
Aug 01, 12:22 PM |
| SMOAK JAMES N |
Director |
Jun 18 |
Buy |
$2.50 |
10,000 |
25,000 |
165,577 |
4 |
Jun 20, 12:52 PM |
| TOWELL JOSEPH HAMPTON |
President & CEO |
Jun 07 |
Buy |
$2.62 |
1,000 |
2,620 |
137,111 |
4 |
Jun 07, 03:52 PM |
| BROWN NOLAN G |
Director |
Jun 01 |
Buy |
$2.64 |
1,000 |
2,640 |
1,775 |
4 |
Jun 04, 12:45 PM |
| Poindexter James L |
Director |
May 18 |
Sale |
$2.89 |
3,500 |
10,132 |
97,407 |
4 |
May 22, 06:21 PM |
| DeMarcus William M |
EVP & COO |
May 02 |
Buy |
$3.15 |
500 |
1,575 |
500 |
4 |
May 04, 09:41 AM |
| DeMarcus William M |
EVP & COO |
Apr 13 |
Option Exercise |
$2.30 |
80,000 |
184,000 |
100,000 |
4 |
Apr 17, 06:48 PM |
| Shuford Edwin H III |
EVP & CCO |
Apr 13 |
Option Exercise |
$2.30 |
40,000 |
92,000 |
50,000 |
4 |
Apr 17, 06:31 PM |
| Hollar Jan H |
EVP & CFO |
Apr 13 |
Option Exercise |
$2.30 |
60,000 |
138,000 |
70,000 |
4 |
Apr 17, 06:21 PM |
| TOWELL JOSEPH HAMPTON |
President & CEO |
Apr 13 |
Option Exercise |
$2.30 |
150,000 |
345,000 |
185,000 |
4 |
Apr 17, 06:10 PM |
| SMOAK JAMES N |
Director |
Mar 05 |
Buy |
$2.06 |
435 |
896 |
155,577 |
4 |
Mar 07, 12:49 PM |
| SMOAK JAMES N |
Director |
Feb 17 |
Buy |
$2.08 |
1,330 |
2,766 |
155,142 |
4 |
Feb 21, 05:28 PM |
| SMOAK JAMES N |
Director |
Jan 31 |
Buy |
$2.05 |
1,294 |
2,653 |
151,212 |
4 |
Feb 02, 05:33 PM |
| SMOAK JAMES N |
Director |
Feb 01 |
Buy |
$2.08 |
2,600 |
5,408 |
153,812 |
4 |
Feb 02, 05:33 PM |
| Cosby F Spencer Jr. |
EVP Yadkin Valley Financial |
Aug 09 |
Buy |
$1.75 |
6,902 |
12,079 |
10,000 |
4 |
Jan 05, 04:00 PM |
| SMOAK JAMES N |
Director |
Dec 23 |
Buy |
$1.60 |
3,000 |
4,800 |
149,918 |
4 |
Dec 23, 12:25 PM |
| SMOAK JAMES N |
Director |
Dec 12 |
Buy |
$1.70 |
4,000 |
6,800 |
146,918 |
4 |
Dec 13, 11:10 AM |
| SMOAK JAMES N |
Director |
Dec 09 |
Buy |
$1.70 |
5,000 |
8,500 |
142,918 |
4 |
Dec 12, 12:43 PM |
| SMOAK JAMES N |
Director |
Dec 08 |
Buy |
$1.70 |
4,064 |
6,909 |
137,918 |
4 |
Dec 09, 10:28 AM |
| Spell Harry C |
Director |
Oct 31 |
Buy |
$1.84 |
1,000 |
1,840 |
319,777 |
4 |
Nov 01, 09:46 AM |
| Spell Harry C |
Director |
Sep 12 |
Buy |
$1.57 |
1,000 |
1,570 |
318,777 |
4 |
Sep 13, 04:53 PM |
| Spell Harry C |
Director |
Aug 31 |
Buy |
$1.73 |
203 |
351 |
317,777 |
4 |
Sep 01, 10:52 AM |
| BROWN NOLAN G |
Director |
Aug 23 |
Buy |
$1.55 |
1,000 |
1,554 |
236,841 |
4 |
Aug 25, 02:43 PM |
| Spell Harry C |
Director |
Aug 22 |
Buy |
$1.66 |
1,000 |
1,660 |
317,574 |
4 |
Aug 24, 04:45 PM |
| SMOAK JAMES N |
Director |
Aug 19 |
Buy |
$1.65 |
1,700 |
2,805 |
133,854 |
4 |
Aug 22, 04:52 PM |
| Cosby F Spencer Jr. |
EVP of Yadkin Valley Financial |
Aug 09 |
Sale |
$1.76 |
16,099 |
28,344 |
23,589 |
4 |
Aug 19, 07:11 PM |
| Cosby F Spencer Jr. |
EVP of Yadkin Valley Financial |
Aug 05 |
Sale |
$1.91 |
14,432 |
27,526 |
33,000 |
4 |
Aug 19, 07:11 PM |
| Cosby F Spencer Jr. |
EVP of Yadkin Valley Financial |
Jun 14 |
Sale |
$2.02 |
9,289 |
18,722 |
62,432 |
4/A |
Aug 19, 06:50 PM |
| Cosby F Spencer Jr. |
EVP of Yadkin Valley Financial |
Jun 13 |
Sale |
$2.09 |
3,511 |
7,329 |
65,921 |
4/A |
Aug 19, 06:50 PM |
| Cosby F Spencer Jr. |
EVP of Yadkin Valley Financial |
Jun 10 |
Sale |
$2.15 |
200 |
430 |
67,232 |
4/A |
Aug 19, 06:50 PM |
| Cosby F Spencer Jr. |
EVP of Yadkin Valley Financial |
Jun 16 |
Sale |
$2.00 |
2,429 |
4,858 |
47,432 |
4/A |
Aug 19, 06:50 PM |
| Cosby F Spencer Jr. |
EVP of Yadkin Valley Financial |
May 19 |
Sale |
$2.70 |
10,000 |
27,009 |
77,232 |
4/A |
Aug 19, 06:50 PM |
| Cosby F Spencer Jr. |
EVP of Yadkin Valley Financial |
Jun 15 |
Sale |
$2.01 |
4,571 |
9,182 |
51,432 |
4/A |
Aug 19, 06:50 PM |
| Spell Harry C |
Director |
Aug 11 |
Buy |
$1.75 |
1,000 |
1,750 |
316,574 |
4 |
Aug 12, 05:38 PM |
| Spell Harry C |
Director |
Aug 09 |
Buy |
$1.80 |
1,000 |
1,800 |
315,574 |
4 |
Aug 09, 06:24 PM |
| BROWN NOLAN G |
Director |
Aug 09 |
Buy |
$1.78 |
1,000 |
1,782 |
234,841 |
4 |
Aug 09, 06:17 PM |
| DeMarcus William M |
Chief Banking Officer |
Aug 05 |
Buy |
$1.90 |
4,250 |
8,075 |
39,805 |
4 |
Aug 08, 07:36 PM |
| Spell Harry C |
Director |
Aug 01 |
Buy |
$1.99 |
1,000 |
1,990 |
314,574 |
4 |
Aug 01, 06:34 PM |
| BROWN NOLAN G |
Director |
Aug 01 |
Buy |
$2.01 |
1,000 |
2,010 |
233,841 |
4 |
Aug 01, 06:14 PM |
| DeMarcus William M |
CBO |
Jun 23 |
Buy |
$1.98 |
1,867 |
3,697 |
15,623 |
4 |
Jun 30, 09:16 AM |
| Hollar Jan H |
CFO |
Jun 23 |
Buy |
$1.98 |
4,666 |
9,239 |
63,888 |
4 |
Jun 30, 09:09 AM |
| TOWELL JOSEPH HAMPTON |
President and CFO |
Jun 23 |
Buy |
$1.98 |
16,334 |
32,341 |
171,111 |
4 |
Jun 30, 09:01 AM |
| Cosby F Spencer Jr. |
President CEO |
Jun 16 |
Sale |
$2.00 |
2,429 |
4,858 |
49,761 |
4 |
Jun 24, 04:17 PM |
| Cosby F Spencer Jr. |
President CEO |
Jun 15 |
Sale |
$2.00 |
1,171 |
2,344 |
50,932 |
4 |
Jun 24, 04:17 PM |
| Cosby F Spencer Jr. |
President and CEO |
Jun 14 |
Sale |
$2.02 |
9,289 |
18,722 |
62,432 |
4 |
Jun 24, 04:07 PM |
| Cosby F Spencer Jr. |
President and CEO |
Jun 13 |
Sale |
$2.09 |
3,511 |
7,329 |
65,932 |
4 |
Jun 24, 04:07 PM |
| Cosby F Spencer Jr. |
President and CEO |
Jun 10 |
Sale |
$2.15 |
200 |
430 |
67,332 |
4 |
Jun 24, 04:07 PM |
| Cosby F Spencer Jr. |
President and CEO |
May 19 |
Sale |
$2.70 |
10,000 |
27,009 |
77,332 |
4 |
Jun 24, 04:07 PM |
| Cosby F Spencer Jr. |
President and CEO |
Jun 15 |
Sale |
$2.01 |
3,400 |
6,838 |
51,432 |
4 |
Jun 24, 04:07 PM |
| Hill Dan W III |
Director |
Jun 23 |
Buy |
$1.98 |
14,000 |
27,720 |
141,983 |
4 |
Jun 24, 03:07 PM |
| HARRELL JAMES A JR |
Director |
Jun 23 |
Buy |
$1.98 |
3,500 |
6,930 |
68,041 |
4 |
Jun 24, 02:51 PM |
| BROWN NOLAN G |
Director |
Jun 23 |
Buy |
$1.98 |
23,333 |
46,199 |
232,841 |
4 |
Jun 24, 02:31 PM |
| WILCOX CHARLES KENNETH |
Director |
Jun 23 |
Buy |
$1.98 |
1,515 |
3,000 |
33,176 |
4 |
Jun 24, 02:19 PM |
| Spell Harry C |
Director |
Jun 23 |
Buy |
$1.98 |
23,333 |
46,199 |
313,574 |
4 |
Jun 24, 02:10 PM |
| SMOAK JAMES N |
Director |
Jun 23 |
Buy |
$1.98 |
4,666 |
9,239 |
38,888 |
4 |
Jun 24, 01:56 PM |
| SMOAK JAMES N |
Director |
Jun 23 |
Buy |
$1.98 |
11,667 |
23,101 |
132,154 |
4 |
Jun 24, 01:56 PM |
| SMITH ALISON |
Director |
Jun 23 |
Buy |
$1.98 |
4,666 |
9,239 |
92,584 |
4 |
Jun 24, 01:44 PM |
| Shambley Morris Lee |
Director |
Jun 23 |
Buy |
$1.98 |
2,334 |
4,621 |
19,444 |
4 |
Jun 24, 01:28 PM |
| Poindexter James L |
Director |
Jun 23 |
Buy |
$1.98 |
4,666 |
9,239 |
100,449 |
4 |
Jun 24, 01:01 PM |
| HELMS LARRY S |
Director |
Jun 23 |
Buy |
$1.98 |
1,167 |
2,311 |
23,552 |
4 |
Jun 24, 12:47 PM |
| HALL THOMAS JOHNSTON |
Director |
Jun 23 |
Buy |
$1.98 |
1,167 |
2,311 |
46,380 |
4 |
Jun 24, 12:17 PM |
| DAVIS HARRY M |
Director |
Jun 23 |
Buy |
$1.98 |
1,167 |
2,311 |
40,417 |
4 |
Jun 24, 12:07 PM |
| ALEXANDER JOHN THOMAS JR |
Director |
Jun 23 |
Buy |
$1.98 |
151 |
299 |
23,536 |
4 |
Jun 24, 12:00 PM |
| BENTLEY RALPH L |
Director |
Jun 23 |
Buy |
$1.98 |
1,167 |
2,311 |
35,157 |
4 |
Jun 24, 11:42 AM |
| BROWN NOLAN G |
Director |
Jun 16 |
Buy |
$2.03 |
1,000 |
2,030 |
209,580 |
4 |
Jun 16, 02:55 PM |
| Spell Harry C |
Director |
May 19 |
Buy |
$2.72 |
1,000 |
2,720 |
290,241 |
4 |
May 19, 11:50 AM |
| BROWN NOLAN G |
Director |
May 16 |
Buy |
$2.84 |
1,000 |
2,840 |
208,508 |
4 |
May 18, 11:59 AM |
| BENTLEY RALPH L |
Director |
May 06 |
Buy |
$2.25 |
8,555 |
19,249 |
33,990 |
4/A |
May 10, 04:09 PM |
| HELMS LARRY S |
Director |
May 06 |
Buy |
$2.25 |
8,555 |
19,249 |
22,385 |
4 |
May 10, 03:34 PM |
| Shambley Morris Lee |
Director |
May 06 |
Buy |
$2.25 |
17,110 |
38,498 |
38,110 |
4/A |
May 10, 03:25 PM |
| SMOAK JAMES N |
Director |
May 06 |
Buy |
$2.25 |
34,222 |
77,000 |
34,222 |
4/A |
May 10, 03:19 PM |
| SMOAK JAMES N |
Director |
May 06 |
Buy |
$2.25 |
85,555 |
192,499 |
120,487 |
4/A |
May 10, 03:19 PM |
| Spell Harry C |
Director |
May 06 |
Buy |
$2.25 |
171,111 |
385,000 |
289,241 |
4/A |
May 10, 03:09 PM |
| Hollar Jan H |
EVP and CFO |
May 06 |
Buy |
$2.25 |
34,222 |
77,000 |
59,222 |
4/A |
May 10, 02:59 PM |
| TOWELL JOSEPH HAMPTON |
President and CEO |
May 06 |
Buy |
$2.25 |
119,777 |
269,498 |
154,777 |
4/A |
May 10, 02:52 PM |
| WILCOX CHARLES KENNETH |
Director |
May 06 |
Buy |
$2.25 |
11,111 |
25,000 |
31,661 |
4 |
May 10, 02:31 PM |
| HARRELL JAMES A JR |
Director |
May 06 |
Buy |
$2.25 |
25,666 |
57,749 |
64,541 |
4 |
May 10, 02:19 PM |
| Hill Dan W III |
Director |
May 06 |
Buy |
$2.25 |
102,666 |
230,999 |
127,905 |
4 |
May 10, 01:52 PM |
| DeMarcus William M |
Chief Banking Officer |
May 06 |
Buy |
$2.25 |
13,688 |
30,798 |
13,756 |
4 |
May 10, 12:25 PM |
| BROWN NOLAN G |
Director |
May 06 |
Buy |
$2.25 |
171,111 |
385,000 |
207,508 |
4 |
May 10, 12:06 PM |
| DAVIS HARRY M |
Director |
May 06 |
Buy |
$2.25 |
8,555 |
19,249 |
39,250 |
4 |
May 10, 11:32 AM |
| HALL THOMAS JOHNSTON |
Director |
May 06 |
Buy |
$2.25 |
8,555 |
19,249 |
45,183 |
4 |
May 10, 10:34 AM |
| SMITH ALISON |
Director |
May 06 |
Buy |
$2.25 |
34,222 |
77,000 |
87,918 |
4 |
May 10, 10:26 AM |
| ALEXANDER JOHN THOMAS JR |
Director |
May 06 |
Buy |
$2.25 |
1,111 |
2,500 |
23,385 |
4 |
May 10, 10:12 AM |
| BENTLEY RALPH L |
Director |
May 09 |
Buy |
$2.25 |
8,555 |
19,249 |
33,990 |
4 |
May 10, 09:45 AM |
| Shambley Morris Lee |
Director |
May 09 |
Buy |
$2.25 |
17,110 |
38,498 |
38,110 |
4 |
May 09, 06:10 PM |
| SMOAK JAMES N |
Director |
May 09 |
Buy |
$2.25 |
34,222 |
77,000 |
34,222 |
4 |
May 09, 05:55 PM |
| SMOAK JAMES N |
Director |
May 09 |
Buy |
$2.25 |
85,555 |
192,499 |
120,487 |
4 |
May 09, 05:49 PM |
| Spell Harry C |
Director |
May 09 |
Buy |
$2.25 |
171,111 |
385,000 |
289,241 |
4 |
May 09, 05:40 PM |
| TOWELL JOSEPH HAMPTON |
President and CEO |
May 09 |
Buy |
$2.25 |
119,777 |
269,498 |
154,777 |
4 |
May 09, 05:25 PM |
| Hollar Jan H |
EVP and CFO |
May 06 |
Buy |
$2.25 |
34,222 |
77,000 |
59,222 |
4 |
May 09, 05:02 PM |
| Wooten Patricia H |
Vice President & Secretary |
Feb 25 |
Option Exercise |
$2.25 |
1,500 |
3,375 |
3,413 |
4 |
Mar 01, 03:44 PM |
| Hollar Jan H |
EVP & CFO |
Feb 17 |
Option Exercise |
$2.44 |
10,000 |
24,400 |
25,000 |
4 |
Feb 22, 04:52 PM |
| TOWELL JOSEPH HAMPTON |
President & CEO |
Feb 17 |
Option Exercise |
$2.44 |
35,000 |
85,400 |
35,000 |
4 |
Feb 22, 04:32 PM |
| LONG WILLIAM A |
Director |
Dec 16 |
Option Exercise |
$1.80 |
850 |
1,530 |
62,459 |
4/A |
Jan 21, 05:09 PM |
| SMOAK JAMES N |
Director |
Jan 06 |
Option Exercise |
$2.56 |
2,000 |
5,120 |
34,932 |
4/A |
Jan 12, 11:05 AM |
| SMOAK JAMES N |
Director |
Jan 06 |
Option Exercise |
$2.56 |
2,000 |
5,120 |
34,932 |
4 |
Jan 06, 11:29 AM |
| LONG WILLIAM A |
Director |
Dec 16 |
Option Exercise |
$1.80 |
850 |
1,530 |
62,459 |
4/A |
Dec 20, 11:53 AM |
| LONG WILLIAM A |
Director |
Dec 16 |
Option Exercise |
$1.80 |
850 |
1,530 |
62,459 |
4 |
Dec 16, 03:38 PM |
| Blalock Laura N |
EVP HR Director |
Nov 01 |
Option Exercise |
$2.28 |
3,000 |
6,840 |
3,000 |
4 |
Nov 02, 05:00 PM |
| SMOAK JAMES N |
Director |
Oct 29 |
Option Exercise |
$2.32 |
2,000 |
4,640 |
36,932 |
4/A |
Nov 01, 02:26 PM |
| SMOAK JAMES N |
Director |
Nov 01 |
Option Exercise |
$2.32 |
2,000 |
4,640 |
36,932 |
4 |
Nov 01, 10:34 AM |
